Sec Form 3 Filing - PEN Comeback 2, LLC @ Nano Magic Inc. - 2019-12-10

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
PEN Comeback 2, LLC
2. Issuer Name and Ticker or Trading Symbol
Nano Magic Inc. [ NMGX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
750 DENISON COURT
3. Date of Earliest Transaction (MM/DD/YY)
12/10/2019
(Street)
BLOOMFIELD HILLS,, MI48302
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,977,943 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant $ 1.5 09/06/2019 09/06/2023 Common Stock 216,906 D
Warrant $ 1.5 10/09/2019 10/09/2023 Common Stock 88,235 D
Warrant $ 1.5 10/31/2019 10/31/2023 Common Stock 165,441 D
Warrant $ 1.5 12/10/2019 12/10/2023 Common Stock 272,055 D
Warrant $ 1.5 01/22/2020 01/22/2024 Common Stock 198,516 D
Warrant $ 1.5 02/24/2020 02/24/2024 Common Stock 205,868 D
Warrant $ 1.5 03/24/2020 03/24/2024 Common Stock 794,110 D
Warrant $ 1.5 03/26/2020 03/26/2024 Common Stock 36,758 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
PEN Comeback 2, LLC
750 DENISON COURT
BLOOMFIELD HILLS,, MI48302
X
Signatures
/s/ Tom J Berman Tom J. Berman, Manager of sole Manager 07/15/2020
Signature of Reporting Person Date
Explanation of Responses:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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