Sec Form 4 Filing - Blobel Friedhelm @ SCICLONE PHARMACEUTICALS INC - 2016-11-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Blobel Friedhelm
2. Issuer Name and Ticker or Trading Symbol
SCICLONE PHARMACEUTICALS INC [ SCLN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President & CEO
(Last) (First) (Middle)
950 TOWER LANE, SUITE 900
3. Date of Earliest Transaction (MM/DD/YY)
11/21/2016
(Street)
FOSTER CITY, CA94404
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/21/2016 M( 1 ) 15,853 A $ 1.81 102,637 D
Common Stock 11/21/2016 S( 1 ) 15,853 D $ 10.2283 86,784 D
Common Stock 11/21/2016 M( 1 ) 40,000 A $ 1.81 126,784 D
Common Stock 11/21/2016 S( 1 ) 40,000 D $ 10.2191 86,784 D
Common Stock 11/22/2016 M( 1 ) 14,147 A $ 1.81 100,931 D
Common Stock 11/22/2016 S( 1 ) 14,147 D $ 10.1976 86,784 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options (right to buy) ( 2 ) $ 1.81 11/21/2016 M 15,853 ( 3 ) 03/18/2018 Common Stock 15,853 $ 0 164,147 D
Non-Qualified Stock Options (right to buy) ( 2 ) $ 1.81 11/21/2016 M 40,000 ( 3 ) 03/18/2018 Common Stock 40,000 $ 0 124,147 D
Non-Qualified Stock Options (right to buy) ( 2 ) $ 1.81 11/22/2016 M 14,147 ( 3 ) 03/18/2018 Common Stock 14,147 $ 0 110,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Blobel Friedhelm
950 TOWER LANE, SUITE 900
FOSTER CITY, CA94404
X President & CEO
Signatures
/s/ Friedhelm Blobel 11/23/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 18, 2016.
( 2 )Granted under the Issuer's 2005 Equity Incentive Plan.
( 3 )1/36th of such shares will vest on June 1, 2010 and 1/36th will vest monthly thereafter over a three-year period, provided the reporting person remains employed by the Company.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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