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Sec Form 4 Filing - EIDSON DENNIS @ SpartanNash Co - 2020-08-06

  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
EIDSON DENNIS
2. Issuer Name and Ticker or Trading Symbol
SpartanNash Co [ SPTN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman Interim CEO
(Last)
(First)
(Middle)
C/O 850 - 76TH STREET SW
3. Date of Earliest Transaction (MM/DD/YY)
08/06/2020
(Street)
GRAND RAPIDS, MI49518
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/10/2020 M 211,714.55 A 388,314.55 D
Common Stock 08/10/2020 D( 1 ) 211,714.55 D $ 21.79 176,600 D
Common Stock ( 2 ) 08/10/2020 A 10,403 A $ 0 187,003 D
Common Stock 2,400 I By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock ( 3 ) 08/06/2020 A 19,925.86 ( 4 ) ( 4 ) Common Stock 19,925.86 $ 0 211,714.55 D
Phantom Stock ( 3 ) 08/10/2020 M 211,714.55 ( 4 ) ( 4 ) Common Stock 211,714.55 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
EIDSON DENNIS
C/O 850 - 76TH STREET SW
GRAND RAPIDS, MI49518
X Chairman Interim CEO
Signatures
/s/ Kathleen Mahoney, as attorney in fact 08/10/2020
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the settlement for cash of phantom stock granted in accordance with Rule 16b-3 is deemed a disposition of the phantom shares, an acquisition of a corresponding number of shares of Common Stock and a disposition of such shares to SpartanNash Company (the "Company") for cash at the market price thereof.
( 2 )Reports the grant of shares of restricted stock under the SpartanNash Company 2020 Stock Incentive Plan ("Plan"). These shares will vest in full on November 5, 2020 if the reporting person remains actively employed by the Company through that date. Prior to vesting, these shares will remain subject to restrictions in accordance with the Plan and the terms of the grant.
( 3 )One share of phantom stock is the economic equivalent of one share of Common Stock of the Company, no par value. The terms of the shares of phantom stock provide for settlement only in cash, with no right of the reporting person to receive any actual shares of Common Stock relating thereto.
( 4 )The shares of phantom stock vest and become payable in cash only on the earlier to occur of (a) August 8, 2020 and (b) the date that is 30 days following the employment commencement date of a new Chief Executive Officer of the Company, provided that the reporting person continues to be employed by the Company. In addition, the shares vest if the reporting person's employment is earlier terminated without "cause" by the Company, for "good reason" by the reporting person or as a result of his death or disability.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.