Sec Form 4 Filing - Swift Christopher @ HARTFORD FINANCIAL SERVICES GROUP, INC. - 2022-06-14

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Swift Christopher
2. Issuer Name and Ticker or Trading Symbol
HARTFORD FINANCIAL SERVICES GROUP, INC. [ HIG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman and CEO
(Last) (First) (Middle)
ONE HARTFORD PLAZA
3. Date of Earliest Transaction (MM/DD/YY)
06/14/2022
(Street)
HARTFORD, CT06155
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/14/2022 G 15,008 D $ 0 157,120 D
Common Stock 43,179 I By Spouse
Common Stock 95,386 I Swift Family Gift Trust
Common Stock 60,865 I Swift Family Legacy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 24.15 ( 1 ) 03/05/2023 Common Stock 94,258 94,258 D
Stock Option $ 35.83 ( 2 ) 03/04/2024 Common Stock 103,872 103,872 D
Stock Option $ 41.25 ( 3 ) 03/03/2025 Common Stock 301,887 301,887 D
Stock Option $ 43.59 ( 4 ) 03/01/2026 Common Stock 294,481 294,481 D
Stock Option $ 48.89 ( 5 ) 02/28/2027 Common Stock 302,908 302,908 D
Stock Option $ 49.01 ( 6 ) 02/26/2029 Common Stock 352,263 352,263 D
Stock Option $ 51.87 ( 7 ) 02/23/2031 Common Stock 310,820 310,820 D
Stock Option $ 53.81 ( 8 ) 02/27/2028 Common Stock 284,819 284,819 D
Stock Option $ 55.27 ( 9 ) 02/25/2030 Common Stock 327,679 327,679 D
Stock Option $ 69.41 ( 10 ) 02/23/2032 Common Stock 301,932 301,932 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Swift Christopher
ONE HARTFORD PLAZA
HARTFORD, CT06155
X Chairman and CEO
Signatures
Anthony J. Salerno, Jr., Attorney-in-Fact 06/16/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
( 2 )The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
( 3 )The options became fully exercisable on March 3, 2018, the third annivers ary of the grant date.
( 4 )The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
( 5 )The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
( 6 )The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
( 7 )One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
( 8 )The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
( 9 )One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
( 10 )One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.

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