Sec Form 4 Filing - Swift Christopher @ HARTFORD FINANCIAL SERVICES GROUP INC/DE - 2017-02-20

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Swift Christopher
2. Issuer Name and Ticker or Trading Symbol
HARTFORD FINANCIAL SERVICES GROUP INC/DE [ HIG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman and CEO
(Last) (First) (Middle)
ONE HARTFORD PLAZA
3. Date of Earliest Transaction (MM/DD/YY)
02/20/2017
(Street)
HARTFORD, CT06155
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/20/2017 M 15,964.52 A $ 0 ( 1 ) 66,160.757 D
Restricted Stock Units 31,011.115 D
Common Stock 3,750 I By Spouse
Common Stock 24,850 I Swift Family Gift Trust
Common Stock 44,200 I Swift Family Legacy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Pric e of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Shares ( 1 ) 02/20/2017 A 15,964.52 ( 1 ) ( 1 ) Common Stock 15,964.52 $ 0 15,964.52 D
Performance Shares ( 1 ) 02/20/2017 M 15,964.52 ( 1 ) ( 1 ) Common Stock 15,964.52 $ 0 0 D
Stock Option $ 20.63 ( 2 ) 02/28/2022 Common Stock 148,448 148,448 D
Stock Option $ 24.15 ( 3 ) 03/05/2023 Common Stock 141,388 141,388 D
Stock Option $ 28.91 ( 4 ) 03/01/2021 Common Stock 92,937 92,937 D
Stock Option $ 35.83 ( 5 ) 03/04/2024 Common Stock 103,872 103,872 D
Stock Option $ 41.25 ( 6 ) 03/03/2025 Common Stock 301,887 301,887 D
Stock Option $ 43.59 ( 7 ) 03/01/2026 Common Stock 294,481 294,481 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Swift Christopher
ONE HARTFORD PLAZA
HARTFORD, CT06155
X Chairman and CEO
Signatures
Anthony J. Salerno, Attorney-in-Fact 02/22/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.
( 2 )The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
( 3 )The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
( 4 )The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
( 5 )One-third of the options became exercisable on March 4, 2015, an additional one-third of the options became exercisable on March 4, 2016 and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
( 6 )One-third of the options became exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
( 7 )One -third of the options will become exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.

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