Sec Form 4 Filing - GECHT GUY @ ELECTRONICS FOR IMAGING INC - 2018-03-20

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
GECHT GUY
2. Issuer Name and Ticker or Trading Symbol
ELECTRONICS FOR IMAGING INC [ EFII]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
6750 DUMBARTON CIRCLE
3. Date of Earliest Transaction (MM/DD/YY)
03/20/2018
(Street)
FREMONT, CA94555
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit ( 1 ) 03/20/2018 A 11,190 ( 2 ) ( 2 ) Common Stock 11,190 $ 0 11,190 D
Restricted Stock Unit ( 1 ) 03/20/2018 A 11,191 ( 3 ) ( 3 ) Common Stock 11,191 $ 0 11,191 D
Restricted Stock Unit ( 1 ) 03/20/2018 A 5,595 ( 4 ) ( 4 ) Common Stock 5,595 $ 0 5,595 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
GECHT GUY
6750 DUMBARTON CIRCLE
FREMONT, CA94555
X Chief Executive Officer
Signatures
/s/ Guy Gecht 03/22/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each restricted stock unit represents a contingent right to receive one share of the common stock of Electronics For Imaging, Inc. (the "company").
( 2 )This is the target number of restricted stock units ("RSUs") subject to a performance-based award granted on March 20, 2018. This RSU award will vest, if and to the extent that the Company achieves specified revenue goals for the year ending December 31, 2018, on the later of March 20, 2018 or the vesting date as determined by the Compensation Committee (the "Committee") of the Board of Directors of the Company after it calculates, reviews and approves the Company's performance for the year ending December 31, 2018. Subject to the performance-based vesting requirements and the reporting person's continued employment through the applicable vesting date, the award will vest between 0% and 200% of the target number of units.
( 3 )This is the target number of RSUs subject to a performance-based award granted on March 20, 2018. This RSU award will vest, if and to the extent that the Company achieves specified non-GAAP operating income goals for the year ending December 31, 2018, on the later of March 20, 2019 or the vesting date as determined by the Committee after it calculates, reviews and approves the Company's performance for the year ending December 31, 2018. Subject to the performance-based vesting requirements and the reporting person's continued employment through the applicable vesting date, the award will vest between 0% and 200% of the target number of units.
( 4 )This is the target number of RSUs subject to a performance-based award granted on March 20, 2018. This RSU award will vest, if and to the extent that the Company achieves specified cash from operations goals for the year ending December 31, 2018, on the later of March 20, 2019 or the vesting date as determined by the Committee after it calculates, reviews and approves the Company's performance for the year ending December 31, 2018. Subject to the performance-based vesting requirements and the reporting person's continued employment through the applicable vesting date, the award will vest between 0% and 200% of the target number of units.

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