Sec Form 4 Filing - PORTNOY DAVID @ CRYO CELL INTERNATIONAL INC - 2020-08-04

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
PORTNOY DAVID
2. Issuer Name and Ticker or Trading Symbol
CRYO CELL INTERNATIONAL INC [ CCEL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman, Co-CEO
(Last) (First) (Middle)
700 BROOKER CREEK BLVD, SUITE 1800
3. Date of Earliest Transaction (MM/DD/YY)
08/04/2020
(Street)
OLDSMAR, FL34677
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/06/2020 P 200 A $ 8.45 151,424 I By Corporation
Common Stock 08/06/2020 P 1,300 A $ 8.75 152,724 I By Corporation
Common Stock 08/04/2020 P 150 A $ 8.25 89,162 I By 401K
Common Stock 08/04/2020 P 100 A $ 8.475 89,262 I By 401K
Common Stock 08/04/2020 P 901 A $ 8.55 90,163 I By 401K
Common Stock 08/05/2020 P 376 A $ 8.4 90,539 I By 401K
Common Stock 08/06/2020 P 490 A $ 8.85 91,029 I By 401K
Common Stock 08/06/2020 P 1,000 A $ 8.85 13,461 I as Custodian for Daughter
Common Stock 08/06/2020 P 300 A $ 8.6 13,761 I as Custodian for Daughter
Common Stock 08/06/2020 P 1,000 A $ 8.85 14,761 I as Custodian for Daughter
Common Stock 152,724 I By Corporation
Common Stock 91,029 I By 401K
Common Stock 14,761 I as Custodian for Daughter
Common Stock 9,974 I As Custodian for Son
Common Stock 85,364 I By Spouse
Common Stock 59,027 I By LLC
Common Stock 199,080 I By IRA
Common Stock 55,219 I By Corporation
Common Stock 431,691 D
Common Stock 10,783 I As Custodian for Son
Common Stock 10,783 I As Custodian for Son
Common Stock 10,783 I As Custodian for Son
Common Stock 9,122 I As Custodian for Daughter
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 1.72 12/01/2011 12/01/2021 Common Stock 200,000 200,000 D
Stock Option $ 2.9 08/31/2011 08/31/2021 Common Stock 100,000 100,000 D
Stock Option $ 3.14 04/15/2016 04/15/2026 Common Stock 70,270 70,270 D
Stock Option $ 7.92 03/08/2013 03/08/2023 Common Stock 23,636 23,636 D
Stock Option $ 7.53 08/30/2019 08/30/2029 Common Stock 26,243 26,243 D
Stock Option $ 7.28 12/20/2019 12/20/2029 Common Stock 23,636 23,636 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
PORTNOY DAVID
700 BROOKER CREEK BLVD
SUITE 1800
OLDSMAR, FL34677
X Chairman, Co-CEO
Signatures
/s/ David Portnoy 08/06/2020
Signature of Reporting Person Date
Explanation of Responses:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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