Sec Form 4 Filing - Slavitt Evan M @ AVX Corp - 2020-03-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Slavitt Evan M
2. Issuer Name and Ticker or Trading Symbol
AVX Corp [ AVX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, General Counsel,Secretary
(Last) (First) (Middle)
1 AVX BLVD
3. Date of Earliest Transaction (MM/DD/YY)
03/30/2020
(Street)
FOUNTAIN INN, SC29644
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/30/2020 03/30/2020 A 5,000 A $ 21.75 25,872 D
Common Stock 03/30/2020 03/30/2020 D 25,872 D $ 21.75 0 D
Common Stock 03/30/2020 03/30/2020 D 3,377 ( 1 ) D $ 21.75 0 I By Retirement Plan Trustees
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (Right to Buy) $ 14.55 03/30/2020 03/30/2020 D 10,997 04/16/2016 04/16/2025 Common Stock 10,997 $ 21.75 0 D
Incentive Stock Option (Right to Buy) $ 13.32 03/30/2020 03/30/2020 D 7,992 04/24/2015 04/24/2024 Common Stock 7,992 $ 21.75 0 D
Non-Qualified Stock Option (Right to Buy) $ 13.32 03/30/2020 03/30/2020 D 8 04/24/2015 04/24/2024 Common Stock 8 $ 21.75 0 D
Incentive Stock Option (Right to Buy) $ 11.25 03/30/2020 03/30/2020 D 7,923 04/26/2014 04/26/2023 Common Stock 7,923 $ 21.75 0 D
Non-Qualified Stock Option (Right to Buy) $ 11.25 03/30/2020 03/30/2020 D 77 04/26/2014 04/26/2023 Common Stock 77 $ 21.75 0 D
Non-Qualified Stock Option (Right to Buy) $ 14.55 03/30/2020 03/30/2020 D 1,003 04/16/2016 04/16/2025 Common Stock 1,003 $ 21.75 0 D
Incentive Stock Option (Right to Buy) $ 10.9 03/30/2020 03/30/2020 D 8,000 05/17/2013 05/17/2022 Common Stock 8,000 $ 21.75 0 D
Incentive Stock Option (Right to Buy) $ 13.7 03/30/2020 03/30/2020 D 8,000 06/14/2011 06/14/2020 Common Stock 8,000 $ 21.75 0 D
Incentive Stock Option (Right to Buy) $ 14.58 03/30/2020 03/30/2020 D 7,858 06/24/2012 06/24/2021 Common Stock 7,858 $ 21.75 0 D
Non-Qualified Stock Option (Right to Buy) $ 14.58 03/30/2020 03/30/2020 D 142 06/24/2012 06/24/2021 Common Stock 142 $ 21.75 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Slavitt Evan M
1 AVX BLVD
FOUNTAIN INN, SC29644
SVP, General Counsel,Secretary
Signatures
/s/ Michael Hufnagel, attorney-in-fact 04/01/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Total holdings have been adjusted for transactions exempt from Section 16 reporting requirements.

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