Sec Form 4 Filing - NELSON MARK JON @ LATTICE SEMICONDUCTOR CORP - 2020-02-14

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
NELSON MARK JON
2. Issuer Name and Ticker or Trading Symbol
LATTICE SEMICONDUCTOR CORP [ LSCC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP Corp, Sales
(Last) (First) (Middle)
5555 NE MOORE COURT
3. Date of Earliest Transaction (MM/DD/YY)
02/14/2020
(Street)
HILLSBORO, OR97124
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Restricted Stock Unit (PRSU) $ 0 ( 1 ) 02/14/2020 A 19,411 02/14/2022( 2 ) ( 3 ) Common Stock 19,411 $ 0 ( 4 ) 215,632 D
Performance Restricted Stock Unit (PRSU) $ 0 ( 1 ) 02/14/2020 A 19,411 02/14/2023( 5 ) ( 3 ) Common Stock 19,411 $ 0 ( 4 ) 235,043 D
Restricted Stock Unit (RSU) $ 0 ( 1 ) 02/14/2020 A 29,116 02/14/2021( 6 ) ( 3 ) Common Stock 29,116 $ 0 ( 4 ) 280,908 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
NELSON MARK JON
5555 NE MOORE COURT
HILLSBORO, OR97124
VP Corp, Sales
Signatures
By: Byron W. Milstead, Attorney in Fact For: Mark J. Nelson 02/28/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted Stock Units - no exercise price for this transaction.
( 2 )Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the two year anniversary of the date of grant, subject to the achievement of certain performance conditions.
( 3 )Not applicable.
( 4 )Restricted Stock Units - no purchase price for this transaction.
( 5 )Performance Restricted Stock Units (PRSUs) vest as follows: PRSUs will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.
( 6 )Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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