Sec Form 4 Filing - Milstead Byron Wayne @ LATTICE SEMICONDUCTOR CORP - 2018-08-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Milstead Byron Wayne
2. Issuer Name and Ticker or Trading Symbol
LATTICE SEMICONDUCTOR CORP [ LSCC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP Corp, General Counsel
(Last) (First) (Middle)
111 SW 5TH AVE., 7TH FL.
3. Date of Earliest Transaction (MM/DD/YY)
08/30/2018
(Street)
PORTLAND, OR97204
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/30/2018 S 2,660 D $ 8.07 12,385 D
Common Stock 08/30/2018 M 34,678 A $ 6.1 47,063 D
Common Stock 08/30/2018 M 9,154 A $ 6.1 56,217 D
Common Stock 08/30/2018 M 24,750 A $ 5.28 80,967 D
Common Stock 08/30/2018 M 11,035 A $ 5.73 92,002 D
Common Stock 08/30/2018 S 79,617 D $ 8.0846 ( 1 ) 12,385 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $ 5.28 08/30/2018 M 24,750 08/13/2016( 2 ) 05/13/2023 Common Stock 24,750 $ 0 50,050 D
Non-Qualified Stock Option (right to buy) $ 5.73 08/30/2018 M 11,035 01/18/2018( 3 ) 10/18/2024 Common Stock 11,035 $ 0 40,465 D
Non-Qualified Stock Option (right to buy) $ 6.1 08/30/2018 M 34,678 05/06/2015( 4 ) 02/06/2025 Common Stock 34,678 $ 0 4,954 D
Performance Non-Qualified Stock Option (right to buy) $ 6.1 08/30/2018 M 9,154 02/06/2017( 5 ) 02/06/2025 Common Stock 9,154 $ 0 18,319 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Milstead Byron Wayne
111 SW 5TH AVE., 7TH FL.
PORTLAND, OR97204
VP Corp, General Counsel
Signatures
/s/ Byron W. Milstead 08/31/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.105.
( 2 )This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
( 3 )This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.
( 4 )This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
( 5 )Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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