Sec Form 4 Filing - HORRIGAN D GREG @ SILGAN HOLDINGS INC - 2019-06-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HORRIGAN D GREG
2. Issuer Name and Ticker or Trading Symbol
SILGAN HOLDINGS INC [ SLGN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O SILGAN HOLDINGS INC., 4 LANDMARK SQUARE, SUITE 400
3. Date of Earliest Transaction (MM/DD/YY)
06/13/2019
(Street)
STAMFORD, CT06901
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/13/2019 A 3,676 A 8,490,489 ( 2 ) D
Common Stock 4,461,761 ( 3 ) I By GRAT ( 4 )
Common Stock 1,233,584 I By Horrigan Family Limited Partnership ( 5 )
Common Stock 34,634 I By Trust ( 6 )
Common Stock 527,181 I By Trust ( 7 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securi ties
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HORRIGAN D GREG
C/O SILGAN HOLDINGS INC.
4 LANDMARK SQUARE, SUITE 400
STAMFORD, CT06901
X X
Signatures
/s/ Frank W. Hogan, III, Attorney-in-fact for D. Greg Horrigan 06/17/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These securities are restricted stock units that were granted on June 13, 2019 pursuant to the Silgan Holdings Inc. Amended and Restated 2004 Stock Incentive Plan, as amended, and become fully vested on the date of the next annual meeting of stockholders of Silgan Holdings Inc. These restricted stock units will be settled in shares of Common Stock on a 1-for-1 basis upon vesting.
( 2 )Since the reporting person's last report, 656,788 shares of Common Stock, which were indirectly beneficially owned by the reporting person through grantor retained annuity trusts, were transferred by such grantor retained annuity trusts to the reporting person and are now included in the amount of securities beneficially owned by the reporting person directly.
( 3 )Since the reporting person's last report, 656,788 shares of Common Stock, which were indirectly beneficially owned by the reporting person through grantor retained annuity trusts, were transferred by such grantor retained annuity trusts to the reporting person and are now included in the amount of securities beneficially owned by the reporting person directly. Additionally, since the reporting person's last report, 527,181 shares of Common Stock, which were indirectly beneficially owned by the reporting person through a grantor retained annuity trust, were transferred by such grantor retained annuity trust to a family trust of which the reporting person's spouse is a trustee and are now included in the amount of securities indirectly beneficially owned by the reporting person through such trust.
( 4 )These shares of Common Stock are owned by grantor retained annuity trusts of which the reporting person and his spouse are co-trustees with voting and dispositive power over the shares or the reporting person is the sole trustee with voting and dispositive power over the shares.
( 5 )The reporting person is the sole general partner of Horrigan Family Limited Partnership, with sole voting and dispositive power over the shares.
( 6 )These shares of Common Stock are owned by a family trust, of which the reporting person is the trustee with voting and dispositive power over the shares.
( 7 )Since the reporting person's last report, 527,181 shares of Common Stock, which were indirectly beneficially owned by the reporting person through a grantor retained annuity trust, were transferred by such grantor retained annuity trust to a family trust of which the reporting person's spouse is a trustee and are now included in the amount of securities indirectly beneficially owned by the reporting person through such trust. These shares of Common Stock are owned by a family trust of which the reporting person's spouse is a trustee with voting and dispositive power over the shares, and as a result of which the reporting person may be deemed to have shared voting and dispositive power over the shares.

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