Sec Form 4/A Filing - PERROTTI FRANK JR. @ AFTERMASTER, INC. - 2011-03-01

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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
PERROTTI FRANK JR.
2. Issuer Name and Ticker or Trading Symbol
AFTERMASTER, INC. [ SOMD]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
305 SPRUCE BANK RD.
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2011
(Street)
HAMDEN, CT06518
4. If Amendment, Date Original Filed (MM/DD/YY)
03/27/2012
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 2 ) 07/18/2014 P 86,580 A $ 0.17 7,708,893 D
Common Stock ( 3 ) 10/08/2014 P 584,588 A $ 0.25 8,293,481 I (1) ( 1 )
Common Stock ( 3 ) 12/09/2014 P 1,234,040 A $ 0.5 9,527,521 I (1) ( 1 )
Common Stock ( 3 ) 02/12/2015 P 301,756 A $ 0.52 9,829,277 I (1) ( 1 )
Common Stock ( 2 ) 02/12/2015 P 45,558 A $ 0.33 9,874,835 D
Common Stock ( 3 ) 05/18/2015 P 304,179 A $ 0.49 10,179,014 I (1) ( 1 )
Common Stock ( 2 ) 07/09/2015 P 32,626 A $ 0.46 10,211,640 D
Common Stock ( 2 ) 07/09/2015 P 33,956 A $ 0.44 10,245,596 D
Common Stock ( 3 ) 07/14/2015 P 275,483 A $ 0.53 10,521,079 I (1) ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant ( 4 ) $ 0.4 06/20/2012 P 31,250 06/20/2012 06/20/2017 Common Stock 31,250 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 08/09/2012 P 50,000 02/09/2013 ( 5 ) Common Stock 100,000 $ 50,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 08/09/2012 P 12,500 08/09/2012 08/09/2017 Common Stock 12,500 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 09/10/2012 P 50,000 03/10/2013 ( 5 ) Common Stock 100,000 $ 50,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 09/10/2012 P 12,500 09/10/2012 09/10/2017 Common Stock 12,500 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 10/10/2012 P 100,000 04/10/2013 ( 5 ) Common Stock 200,000 $ 100,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 10/10/2012 P 25,000 10/10/2012 10/10/2017 Common Stock 25,000 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 10/17/2012 P 100,000 04/17/2013 ( 5 ) Common Stock 200,000 $ 100,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 10/17/2012 P 25,000 10/17/2012 10/17/2017 Common Stock 25,000 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 10/25/2012 P 50,000 04/25/2013 ( 5 ) Common Stock 100,000 $ 50,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 10/25/2012 P 12,500 10/25/2012 10/25/2017 Common Stock 12,500 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 11/13/2012 P 75,000 05/13/2013 ( 5 ) Common Stock 150,000 $ 75,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 11/13/2012 P 18,750 11/13/2012 11/13/2017 Common Stock 18,750 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 11/23/2012 P 25,000 05/23/2013 ( 5 ) Common Stock 50,000 $ 25,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 11/23/2012 P 6,250 11/23/2012 11/23/2017 Common Stock 6,250 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 11/28/2012 P 50,000 05/28/2013 ( 5 ) Common Stock 100,000 $ 50,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 11/28/2012 P 12,500 11/28/2012 11/28/2017 Common Stock 12,500 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 12/17/2012 P 50,000 06/17/2013 ( 5 ) Common Stock 100,000 $ 50,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 12/17/2012 P 12,500 12/17/2012 12/17/2017 Common Stock 12,500 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 01/14/2013 P 75,000 07/14/2013 ( 5 ) Common Stock 150,000 $ 75,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 01/14/2013 P 18,750 01/14/2013 01/14/2018 Common Stock 18,750 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 01/23/2013 P 25,000 07/23/2013 ( 5 ) Common Stock 50,000 $ 25,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 01/23/2013 P 6,250 01/23/2013 01/23/2018 Common Stock 6,250 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 01/31/2013 P 35,000 07/31/2013 ( 5 ) Common Stock 70,000 $ 35,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 01/31/2013 P 8,750 01/31/2013 01/31/2018 Common Stock 8,750 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 02/05/2013 P 5,000 08/05/2013 ( 5 ) Common Stock 10,000 $ 5,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 02/05/2013 P 1,250 02/05/2013 02/05/2018 Common Stock 1,250 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Convertible Promissory Note $ 0.5 02/14/2013 P 10,000 08/14/2013 ( 5 ) Common Stock 20,000 $ 10,000 6 ( 6 ) I (1) ( 1 )
Warrant ( 4 ) $ 0.4 02/14/2013 P 2,500 02/14/2013 02/14/2018 Common Stock 2,500 ( 4 ) 6 ( 6 ) I (1) ( 1 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
PERROTTI FRANK JR.
305 SPRUCE BANK RD.
HAMDEN, CT06518
X X
Signatures
FRANK PERROTTI, JR. 09/28/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The beneficial owner is FPJ Investments, LLC ("FPJ"), a single member LLC owned 100% by the reporting person.
( 2 )Issued in connection with services as a Director.
( 3 )Issued in lieu of interest.
( 4 )Issued in connection with a loan by FPJ to Issuer which was evidenced by a promissory note.
( 5 )The promissory notes are exercisable for so long as the notes are outstanding.
( 6 )See remark.

Remarks:
(Form 2 of 3) This amended Form 4 amends and restates the original Forms 4 filed by the reporting person on 3/27/12, 06/05/13, 05/28/15, and 07/22/15. This amendment reports convertible promissory notes of the Issuer that were acquired by an entity owned by the reporting person ("FPJ") which were mistakenly omitted on the original Forms 4. As reflected in this amended and restated Form 4 and the amended and restated Form 3 which was filed on September 28, 2015, as of September 28, 2015, FPJ owned 33 convertible promissory notes aggregating $3,925,000, convertible commencing 6-months after issue into an aggregate of 7,975,000 shares of the Issuer's common stock and 44 warrants exercisable for a 5-year period (which period was subsequently extended for certain of the warrants) to purchase an aggregate of 1,486,250 shares of the Issuer's common stock. The promissory notes are secured by certain assets of the Issuer and mature on the 3rd anniversary after the issue date, which maturity date has been extended from time to time, most recently to September 30, 2015. As of the date hereof, the reporting person has not sold any common stock or other securities of the Issuer.

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