Sec Form 4 Filing - HOECK GREGORY A @ S Y BANCORP INC - 2012-09-25

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HOECK GREGORY A
2. Issuer Name and Ticker or Trading Symbol
S Y BANCORP INC [ SYBT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive Vice President
(Last) (First) (Middle)
555 SUNSET ROAD
3. Date of Earliest Transaction (MM/DD/YY)
09/25/2012
(Street)
LOUISVILLE, KY40206
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/25/2012 M 1,466 A 22,572 D
Common Stock 09/25/2012 S 1,466 D $ 24.3736 21,106 D
Common Stock 09/25/2012 F 2,920 D 18,186 D
Common Stock 09/25/2012 M 3,784 A 21,970 D
Common Stock 4,200 I By Spouse
Common Stock 9,938.7172 I By ESOP/401k-fbo Greg Hoeck
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of ( D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to Buy) $ 18.619 09/25/2012 M 5,250 12/17/2003 12/17/2012 Common Stock 5,250 ( 1 ) 0 D
Option (Right to Buy) $ 21.18 12/16/2004 12/16/2013 Common Stock 4,500 4,500 D
Option (Right to Buy) $ 23.95 12/14/2005 06/14/2014 Common Stock 6,000 6,000 D
Option (Right to Buy) $ 25.27 01/17/2007 01/17/2016 Common Stock 9,000 9,000 D
Option (Right to Buy) $ 26.83 02/20/2008 02/20/2017 Common Stock 5,000 5,000 D
Stock Appreciation Right $ 23.37 02/19/2009 02/19/2018 Common Stock 3,200 3,200 D
Stock Appreciation Right $ 22.14 02/17/2010 02/17/2019 Common Stock 2,900 2,900 D
Stock Appreciation Right $ 21.03 02/16/2011 02/16/2020 Common Stock 5,185 5,185 D
Stock Appreciation Right $ 23.76 03/15/2012 03/15/2021 Common Stock 3,226 3,226 D
Stock Appreciation Right $ 22.86 02/20/2013 02/20/2022 Common Stock 5,499 5,499 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HOECK GREGORY A
555 SUNSET ROAD
LOUISVILLE, KY40206
Executive Vice President
Signatures
//Gregory A. Hoeck 09/26/2012
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Stock option exercise

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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