Sec Form 4/A Filing - Shunk Laura F @ SCI Engineered Materials, Inc. - 2018-05-08

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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Shunk Laura F
2. Issuer Name and Ticker or Trading Symbol
SCI Engineered Materials, Inc. [ SCIA.OB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
8300 MULBERRY ROAD, P.O. BOX 490
3. Date of Earliest Transaction (MM/DD/YY)
05/08/2018
(Street)
CHESTERLAND, OH44026
4. If Amendment, Date Original Filed (MM/DD/YY)
05/08/2018
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
498,819 ( 1 ) ( 2 )
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common stock, without par value 05/08/2018 A 3,000 A $ 1.05 496,837 ( 1 ) D
Common stock, without par value 08/07/2018 A 3,000 A $ 2.2525 499,837 ( 1 ) D
Common stock, without par value 09/14/2018 S 7,138 D $ 3 492,699 ( 1 ) D
Common stock, without par value 11/07/2018 A 3,000 A $ 3.2 495,699 ( 1 ) D
Common stock, without par value 02/07/2019 A 1,770 A $ 3.39 497,469 ( 1 ) D
Common stock, without par value 02/11/2019 P 1,350 A $ 3.78 498,819 ( 1 ) D
Common stock, without par value 03/20/2019 P 0 ( 2 ) A $ 0 D
Common stock, without par value 05/07/2019 A 1,846 A $ 3.25 500,665 ( 1 ) ( 2 ) D
Common stock, without par value 08/06/2019 A 3,529 A $ 1.7 504,194 ( 1 ) ( 2 ) D
Common stock, without par value 11/07/2019 A 5,555 A $ 1.08 509,749 ( 1 ) ( 2 ) D
Common stock, without par value 02/07/2020 A 5,217 A $ 1.15 541,966 ( 1 ) ( 2 ) D
Common stock, without par value 02/28/2020 A 50 A $ 1.25 515,016 ( 1 ) ( 2 ) D
Common stock, without par value 05/07/2020 A 5,000 A $ 1.2 520,016 ( 1 ) ( 2 ) D
Common stock, without par value 08/07/2020 A 4,878 A $ 1.23 524,894 ( 1 ) ( 2 ) D
Common stock, without par value 11/09/2020 A 4,195 A $ 1.43 529,089 ( 1 ) ( 2 ) D
Common stock, without par value 02/09/2021 A 545 A $ 2.75 529,634 ( 1 ) ( 2 ) D
Common stock, without par value 05/07/2021 A 508 A $ 2.95 530,142 ( 1 ) ( 2 ) D
Common stock, without par value 08/09/2021 A 468 A $ 3.2 530,610 ( 1 ) ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Shunk Laura F
8300 MULBERRY ROAD
P.O. BOX 490
CHESTERLAND, OH44026
X X
Signatures
/s/ Gerald S. Blaskie, VP-CFO 08/11/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The original Form 4, filed on May 8, 2018, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the Amount of Securities Beneficially Owned Following Reported Transaction as 499,837; however, the correct balance was 496,837.
( 2 )The original Form 4 filed March 20, 2019 is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a purchase of 3,000 shares when in fact this is a duplicate of a previous purchase. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an decrease in the number of shares reported as beneficially owned by the reporting person by 3,000 shares.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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