Sec Form 4 Filing - KORMAN BERNARD J @ NEW AMERICA HIGH INCOME FUND INC - 2020-01-22

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
KORMAN BERNARD J
2. Issuer Name and Ticker or Trading Symbol
NEW AMERICA HIGH INCOME FUND INC [ HYB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
OMEGA HEALTHCARE INVESTORS INC
3. Date of Earliest Transaction (MM/DD/YY)
01/22/2020
(Street)
ANN ARBOR, MI48108
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/22/2020 S 1,261 D $ 9.2 0 I By Afterglow Holdings LLLP ( 1 )
Common Stock 459,377 I By BJK Family Partners LLLP ( 2 )
Common Stock 124,219 I By Spouse of Reporting Person
Common Stock 54,838 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KORMAN BERNARD J
OMEGA HEALTHCARE INVESTORS INC
ANN ARBOR, MI48108
X
Signatures
Bernard J. Korman 01/24/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These securities were held by Afterglow Holdings LLLP of which Reporting Person holds an interest indirectly through the general partner of Afterglow Holdings LLLP. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission the the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
( 2 )These securities are held by BJK Family Partnership LLLP of which Reporting Person holds a 1% interest indirectly through the general partner of BJK Family Partnership LLLP. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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