Sec Form 4 Filing - HOBACK BOYD E @ Good Times Restaurants Inc. - 2017-08-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HOBACK BOYD E
2. Issuer Name and Ticker or Trading Symbol
Good Times Restaurants Inc. [ GTIM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President, CEO
(Last) (First) (Middle)
141 UNION BOULEVARD, #400
3. Date of Earliest Transaction (MM/DD/YY)
08/15/2017
(Street)
LAKEWOOD, CO80228
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common 08/15/2017 A 4,500 A $ 2.85 75,879 D
Common 08/15/2017 A 800 A $ 2.8464 76,679 D
Common 08/15/2017 A 700 A $ 2.8 77,379 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option $ 4.41 11/14/2011 11/14/2018 Common 9,501 9,501 D
Incentive Stock Option $ 3.45 11/06/2012 11/06/2019 Common 4,551 14,052 D
Incentive Stock Option $ 1.56 12/13/2013 12/13/2020 Common 10,647 24,699 D
Non Qualified Stock Option $ 1.31 12/14/2014 12/14/2021 Common 5,000 29,699 D
Incentive Stock Option $ 2.31 01/02/2016 01/02/2023 Common 45,696 75,395 D
Incentive Stock Option $ 2.48 11/21/2016 11/21/2023 Common 44,000 119,395 D
Incentive Stock Option $ 7.79 ( 1 ) 03/13/2025 Common 38,511 157,906 D
Non Qualified Stock Option $ 7.79 ( 2 ) 03/13/2025 Common 38,511 196,714 D
Incentive Stock Option $ 5.29 ( 3 ) 11/23/2025 Common 16,635 213,052 D
Restricted Stock Unit $ 0 ( 4 ) 11/23/2018 Common 8,151 221,203 D
Incentive Stock Option $ 3.15 ( 5 ) 11/16/2026 Common 29,333 250,536 D
Restricted Stock Unit $ 0 ( 6 ) 11/16/2019 Common 19,551 270,087 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HOBACK BOYD E
141 UNION B OULEVARD, #400
LAKEWOOD, CO80228
X President, CEO
Signatures
Boyd E. Hoback 08/17/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Incentive Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
( 2 )These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
( 3 )The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016.
( 4 )The reporting person was granted 12,227 restricted stock units of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
( 5 )The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 16, 2017.
( 6 )The reporting person was granted 19,551 restricted stock units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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