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Sec Form 4 Filing - Riegel Steve Brian @ CHS INC - 2020-12-16

  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Riegel Steve Brian
2. Issuer Name and Ticker or Trading Symbol
CHS INC [ CHSCP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
C/O CHS INC., 5500 CENEX DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
12/16/2020
(Street)
INVER GROVE HEIGHTS, MN55077
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class B Cum Redeemable Pref Stock, Series 4 (CHSCL) 12/16/2020 G 40 ( 1 ) D $ 0 0 D
Class B Cum Redeemable Pref Stock, Series 1 (CHSCO) 12/16/2020 G 1,420 ( 2 ) D $ 0 0 D
8% Cumulative Redeemable Preferred Stock 12/16/2020 G 1,900 ( 3 ) D $ 0 0 D
8% Cumulative Redeemable Preferred Stock (CHSCP) 12/16/2020 G 245 ( 4 ) D $ 0 0 D
Class B Cum Redeemable Pref Stock, Series 4 (CHSCL) 40 ( 1 ) I By Steven B and Marion Denise Riegel Revocable Trust DTD 01/31/2020
Class B Cum Redeemable Pref Stock, Series 1 (CHSCO) 1,420 ( 2 ) I By Steven B and Marion Denise Riegel Revocable Trust DTD 01/31/2020
8% Cumulative Redeemable Preferred Stock 1,900 ( 3 ) I By Steven B and Marion Denise Riegel Revocable Trust DTD 01/31/2020
8% Cumulative Redeemable Preferred Stock (CHSCP) 245 ( 4 ) I By Steven B and Marion Denise Riegel Revocable Trust DTD 01/31/2020
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Riegel Steve Brian
C/O CHS INC.
5500 CENEX DRIVE
INVER GROVE HEIGHTS, MN55077
X
Signatures
James M. Zappa, Attorney in Fact 12/18/2020
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )On December 16, 2020, the reporting person transferred 40 shares of Class B Cumulative Redeemable Preferred Stock, Series 4 (CHSCL) to the Steven B & Marion Denise Riegel Revocable Trust DTD 01/31/2020. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
( 2 )On December 16, 2020, the reporting person transferred 1420 shares of Class B Cumulative Redeemable Preferred Stock, Series 1 (CHSCO) to the Steven B & Marion Denise Riegel Revocable Trust DTD 01/31/2020. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
( 3 )On December 16, 2020, the reporting person transferred 1900 shares of 8% Cumulative Redeemable Preferred Stock to the Steven B & Marion Denise Riegel Revocable Trust DTD 01/31/2020. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
( 4 )On December 16, 2020, the reporting person transferred 245 shares of 8% Cumulative Redeemable Preferred Stock (CHSCP) to the Steven B & Marion Denise Riegel Revocable Trust DTD 01/31/2020. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.