Sec Form 4 Filing - KING KEVIN S @ FIDELITY SOUTHERN CORP - 2019-07-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
KING KEVIN S
2. Issuer Name and Ticker or Trading Symbol
FIDELITY SOUTHERN CORP [ LION]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
3490 PIEDMONT ROAD, SUITE 1550
3. Date of Earliest Transaction (MM/DD/YY)
07/01/2019
(Street)
ATLANTA, GA30305
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Fidelity Southern Corporation - Common Stock 07/01/2019 U 11,067.1905 D $ 30.97 ( 1 ) 0 D
Fidelity Southern Corporation - Common Stock 07/01/2019 U 4,624 D $ 30.97 ( 1 ) 0 I By Sep Ira
Fidelity Southern Corporation - Common Stock 07/01/2019 U 39,629.6956 D $ 30.97 ( 1 ) 0 I By Spouse - Drip ( 2 )
Fidelity Southern Corporation - Common Stock 07/01/2019 U 2,523 D $ 30.97 ( 1 ) 0 I By Spouse - Ira Drip ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Numbe r of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 17.87 07/01/2019 U 10,000 01/21/2017( 4 ) 01/21/2021 Fidelity Southern Corporation - Common Stock 10,000 $ 17.87 0 D
Stock Option (Right to Buy) $ 22.91 07/01/2019 U 10,000 01/19/2018( 5 ) 01/19/2022 Fidelity Southern Corporation - Common Stock 10,000 $ 22.91 0 D
Stock Option (Right to Buy) $ 23.75 07/01/2019 U 10,000 01/18/2019( 6 ) 01/18/2023 Fidelity Southern Corporation - Common Stock 10,000 $ 23.75 0 D
Stock Option (Right to Buy) $ 16.82 ( 7 ) 07/01/2019 U 10,000 03/19/2016 03/19/2020 Fidelity Southern Corporation - Common Stock 10,000 $ 16.82 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KING KEVIN S
3490 PIEDMONT ROAD
SUITE 1550
ATLANTA, GA30305
X
Signatures
Elna Kolarich, Attorney in Fact for Kevin S. King 07/03/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Closing price as of 6-28-19.
( 2 )Purchased 29.4801 shares at various times and prices through the Fidelity Southern Corporation Dividend Reinvestment Plan in 2004
( 3 )Purchased 29.5487 shares by spouse - IRA DRIP at various times and prices during 2004.
( 4 )Exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019
( 5 )Exercisable: 1/3 on 1/19/2018, 1/3 on 1/19/2019, 1/3 on 1/19/2020
( 6 )Exercisable: 1/3 on 1/18/2019, 1/3 on 1/18/2020, 1/3 on 1/18/2021
( 7 )Exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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