Sec Form 4 Filing - SCHLAGETER STEPHEN P @ PULTEGROUP INC/MI/ - 2014-02-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SCHLAGETER STEPHEN P
2. Issuer Name and Ticker or Trading Symbol
PULTEGROUP INC/MI/ [ PHM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Area President
(Last) (First) (Middle)
10600 ARROWHEAD DRIVE, STE 225
3. Date of Earliest Transaction (MM/DD/YY)
02/28/2014
(Street)
FAIRFAX, VA22030
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/28/2014 M 8,000 A $ 10.93 106,674 D
Common Stock 02/28/2014 S 8,000 D $ 21.025 98,674 D
Common Stock 02/28/2014 M 10,000 A $ 12.335 108,674 D
Common Stock 02/28/2014 S 10,000 D $ 21.025 98,674 D
Common Stock 02/28/2014 M 6,750 A $ 7.765 105,424 D
Common Stock 02/28/2014 S 6,750 D $ 21.025 98,674 D
Units 1,311.263 ( 1 ) I via 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, conve rtible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $ 10.93 02/28/2014 M 8,000 12/06/2009( 2 ) 12/06/2017 Common Stock 8,000 $ 0 0 D
Employee Stock Option (Right to Buy) $ 12.335 02/28/2014 M 10,000 08/18/2011( 3 ) 08/18/2019 Common Stock 10,000 $ 0 0 D
Employee Stock Option (Right to Buy) $ 7.765 02/28/2014 M 6,750 02/10/2013( 4 ) 02/10/2021 Common Stock 6,750 $ 0 2,250 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SCHLAGETER STEPHEN P
10600 ARROWHEAD DRIVE
STE 225
FAIRFAX, VA22030
Area President
Signatures
/s/ Steven M. Cook, attorney-in-fact 03/03/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 2,791.822 shares of PulteGroup, Inc. Common Stock held in the Fund as of 02/28/2014.
( 2 )fully vested and exercisable.
( 3 )fully vested and exercisable
( 4 )These options vest 50% on 2/10/2013, and 25% on both 2/10/2014 and 2/10/2015.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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