Sec Form 4 Filing - Albert W. Ondis Declaration of Trust @ AstroNova, Inc. - 2017-05-02

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Albert W. Ondis Declaration of Trust
2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
515 BEACH ROAD,
3. Date of Earliest Transaction (MM/DD/YY)
05/02/2017
(Street)
FAIRFIELD, CT06824
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/02/2017 S 826,305 ( 1 ) D $ 13.6 204,530 ( 2 ) I ( 3 ) ( 4 ) Trustee ( 5 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Albert W. Ondis Declaration of Trust
515 BEACH ROAD
FAIRFIELD, CT06824
X
Ondis Albert W. III
515 BEACH ROAD
FAIRFIELD, CT06824
X
Signatures
/s/ Margaret D. Farrell (Attorney-in-fact for Albert W. Ondis, trustee) 05/04/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These securities were owned by the Albert W. Ondis Declaration of Trust (the "Trust"), of which Albert W. Ondis III is the sole trustee. Each of the Trust and Albert W. Ondis III has a beneficial interest in such shares and for purposes of Schedule 13(d) of the Exchange Act, the Trust is a member of a "group" with Albert W. Ondis III.
( 2 )Following this transaction, the Trust is the beneficial owner of 36,000 shares of common stock the Issuer and Albert W. Ondis III is the beneficial owner of 168,530 shares of common stock of the Issuer (includes the 36,000 of the shares of common stock of the Issuer held by the Trust, of which Albert W. Ondis III is the sole trustee; 1,658 shares of common stock of the Issuer held in trust for a child of Albert W. Ondis III; and 130,872 shares of common stock of the Issuer owned personally by Albert W. Ondis III).
( 3 )The Trust is the Direct owner of 36,000 shares of common stock the Issuer.
( 4 )Albert W. Ondis III is the Indirect owner of 37,658 shares of common stock of the Issuer (includes the 36,000 of the shares of common stock of the Issuer held by the Trust, of which Albert W. Ondis III is the sole trustee, and 1,658 shares of common stock of the Issuer held in trust for a child of Albert W. Ondis III). Albert W. Ondis III is the Direct owner of 130,872 shares of common stock of the Issuer.
( 5 )By Albert W. Ondis III as trustee for Albert W. Ondis Declaration of Trust.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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