Sec Form 4 Filing - Estate of Albert W. Ondis @ ASTRO MED INC /NEW/ - 2014-09-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Estate of Albert W. Ondis
2. Issuer Name and Ticker or Trading Symbol
ASTRO MED INC /NEW/ [ ALOT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
600 EAST GREENWICH AVENUE,
3. Date of Earliest Transaction (MM/DD/YY)
09/16/2014
(Street)
WEST WARWICK, RI02893
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/16/2014 S( 1 ) 41 D $ 13.8 1,424,149 D ( 5 )
Common Stock 09/16/2014 S 272 D $ 13.635 ( 2 ) ( 3 ) 1,423,877 D ( 5 )
Common Stock 09/17/2014 S 3,175 D $ 13.6612 ( 3 ) ( 4 ) 1,420,702 D ( 5 )
Common Stock 3,858 I Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis ( 6 )
Common Stock 317 I Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III ( 7 )
Common Stock 1,658 I Held in trust for a child of Albert W. Ondis, III ( 8 )
Common Stock 122,097 D ( 9 )
Common Stock 5,614 I Held in trust for a child of Alexis Ondis ( 10 )
Common Stock 122,096 D ( 11 )
Common Stock 650 I Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis ( 12 )
Common Stock 124,475 D ( 13 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Estate of Albert W. Ondis
600 EAST GREENWICH AVENUE
WEST WARWICK, RI02893
X
Ondis Albert W. III
C/O ASTRO-MED, INC.
600 E GREENWICH AVENUE
W WARWICK, RI02893
X
Ondis Alexis
C/O ASTRO-MED, INC.
600 EAST GREENWICH AVENUE
WEST WARWICK, RI02893
X
Ondis April
C/O ASTRO-MED, INC.
600 E GREENWICH AVENUE
W WARWICK, RI02893
X
Signatures
Margaret D. Farrell (Attorney-in-fact for the Estate of Albert W. Ondis) 09/17/2014
Signature of Reporting Person Date
Margaret D. Farrell (Attorney-in-fact for Albert W. Ondis, III) 09/17/2014
Signature of Reporting Person Date
Margaret D. Farrell (Attorney-in-fact for Alexis Ondis) 09/17/2014
Signature of Reporting Person Date
Margaret D. Farrell (Attorney-in-fact for April Ondis) 09/17/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis.
( 2 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.62, inclusive.
( 3 )The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
( 4 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.83, inclusive.
( 5 )These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
( 6 )These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
( 7 )These shares are owned indirectly by Albert W. Ondis, III.
( 8 )These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
( 9 )These shares are owned directly by Albert W. Ondis, III.
( 10 )These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
( 11 )These shares are owned directly by Alexis Ondis.
( 12 )These shares are owned indirectly by April Ondis.
( 13 )These shares are owned directly by April Ondis.

Remarks:
Albert W. Ondis, III, Alexis Ondis and April Ondis are each co-executors of the Estate of Albert W. Ondis and ten percent owners of the issuer.

Reminder: Report on a separate line for each class of securities be neficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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