Sec Form 4 Filing - Neumaier Kevin S @ ECOLOGY & ENVIRONMENT INC - 2013-09-17

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Neumaier Kevin S
2. Issuer Name and Ticker or Trading Symbol
ECOLOGY & ENVIRONMENT INC [ EEI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
368 PLEASANT VIEW DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
09/17/2013
(Street)
LANCASTER, NY14086
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock ( 1 ) 114,878 ( 2 ) D
Class A Common Stock 2 ( 3 ) I By general partnership ( 4 )
Class A Common Stock 1,120 I By 401K Plan
Class A Common Stock 09/17/2013 S 300 D $ 11.22 8,101 D
Class A Common Stock 09/17/2013 S 99 D $ 11.27 8,002 D
Class A Common Stock 09/17/2013 S 100 D $ 11.24 7,902 D
Class A Common Stock 09/17/2013 S 300 D $ 11.22 2,531 I By wife ( 5 )
Class A Common Stock 09/17/2013 S 200 D $ 11.25 2,331 I By wife ( 5 )
Class A Common Stock 09/17/2013 S 100 D $ 11.19 2,231 I By wife ( 5 )
Class A Common Stock 09/17/2013 S 100 D $ 11.23 2,131 I By wife ( 5 )
Class A Common Stock 09/17/2013 S 1,243 D $ 11.18 888 I By wife ( 5 )
Class A Common Stock 09/17/2013 S 100 D $ 11.21 788 I By Wife ( 5 )
Class A Commn Stock 09/17/2013 S 150 D $ 11.33 638 I By wife ( 5 )
Class A Common Stock 09/17/2013 S 50 D $ 11.29 588 I By wife ( 5 )
Class A Common Stock 09/17/2013 S 1,400 D $ 11.22 2,000 I As custodian for minor children ( 6 )
Class A Common Stock 09/17/2013 S 400 D $ 11.29 1,600 I As custodian for minor children ( 6 )
Class A Common Stock 09/17/2013 S 600 D $ 11.31 1,000 I As custodian for minor children
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Neumaier Kevin S
368 PLEASANT VIEW DRIVE
LANCASTER, NY14086
President
Signatures
Kevin S. Neumaier 09/18/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Class B Common Stock is convertible one-for-one into Class A Common Stock
( 2 )Certain of the reporting person's shares of Class B Common Stock are subject to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by cerain members of the families of the four signatories to that agreement and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others.
( 3 )Total number of shares owned by the general partnership
( 4 )The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
( 5 )The reporting person disclaims beneficial ownership of these securities owned by his wife
( 6 )The Reporting Person disclaims beneficial ownership of the shares that he holds as custodian for the benefit of his minor children.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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