Sec Form 4 Filing - Becker Drapkin Management, L.P. @ EMCORE CORP - 2015-08-10

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Becker Drapkin Management, L.P.
2. Issuer Name and Ticker or Trading Symbol
EMCORE CORP [ EMKR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
See Remarks
(Last) (First) (Middle)
500 CRESCENT COURT, SUITE 230,
3. Date of Earliest Transaction (MM/DD/YY)
08/10/2015
(Street)
DALLAS, TX75201
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/10/2015 S 172,512 D $ 7.4 1,579,939 I See footnotes ( 1 ) ( 4 ) ( 5 ) ( 7 )
Common Stock 08/10/2015 S 24,302 D $ 7.4 222,596 I See footnotes ( 2 ) ( 4 ) ( 5 ) ( 7 )
Common Stock 08/10/2015 S 68,620 D $ 7.4 628,459 I See footnotes ( 3 ) ( 4 ) ( 5 ) ( 7 )
Common Stock 08/11/2015 S 13,973 D $ 7.33 1,565,966 I See footnotes ( 1 ) ( 4 ) ( 5 ) ( 7 )
Common Stock 08/11/2015 S 1,969 D $ 7.33 220,627 I See footnotes ( 2 ) ( 4 ) ( 5 ) ( 7 )
Common Stock 08/11/2015 S 5,558 D $ 7.33 622,901 I See footnotes ( 3 ) ( 4 ) ( 5 ) ( 7 )
Common Stock 08/12/2015 S 62,392 D $ 7.32 1,503,574 I See footnotes ( 1 ) ( 4 ) ( 5 ) ( 7 )
Common Stock 08/12/2015 S 8,790 D $ 7.32 211,837 I See footnotes ( 2 ) ( 4 ) ( 5 ) ( 7 )
Common Stock 08/12/2015 S 24,818 D $ 7.32 598,083 I See footnotes ( 3 ) ( 4 ) ( 5 ) ( 7 )
Common Stock 7,576 D ( 6 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Becker Drapkin Management, L.P.
500 CRESCENT COURT, SUITE 230
DALLAS, TX75201
See Remarks
BECKER DRAPKIN PARTNERS (QP), L.P.
500 CRESCENT COURT, SUITE 230
DALLAS, TX75201
See Remarks
BECKER DRAPKIN PARTNERS, L.P.
500 CRESCENT COURT, SUITE 230
DALLAS, TX75201
See Remarks
BC Advisors LLC
500 CRESCENT COURT, SUITE 230
DALLAS, TX75201
See Remarks
Drapkin Matthew A
C/O BECKER DRAPKIN MANAGEMENT, L.P.
500 CRESCENT COURT, SUITE 230
DALLAS, TX75201
See Remarks
Becker Steven R
C/O BECKER DRAPKIN MANAGEMENT, L.P.
500 CRESCENT COURT, SUITE 230
DALLAS, TX75201
X See Remarks
Signatures
BECKER DRAPKIN MANAGEMENT, L.P., By: BC Advisors, LLC, its general partner, By: /s/ Adam J. Brunk, Name: Adam J. Brunk, Title: Attorney-in-Fact 08/12/2015
Signature of Reporting Person Date
BECKER DRAPKIN PARTNERS (QP), L.P., By: Becker Drapkin Management, L.P., its general partner, By: /s/ Adam J. Brunk, Name: Adam J. Brunk, Title: Attorney-in-Fact 08/12/2015
Signature of Reporting Person Date
BECKER DRAPKIN PARTNERS, L.P., By: Becker Drapkin Management, L.P., its general partner, By: /s/ Adam J. Brunk, Name: Adam J. Brunk, Title: Attorney-in-Fact 08/12/2015
Signature of Reporting Person Date
BC ADVISORS, LLC, By: /s/ Adam J. Brunk, Name: Adam J. Brunk, Title: Attorney-in-Fact 08/12/2015
Signature of Reporting Person Date
STEVEN R. BECKER, By: /s/ Adam J. Brunk, Name: Adam J. Brunk, Title: Attorney-in-Fact 08/12/2015
Signature of Reporting Person Date
MATTHEW A. DRAPKIN, By: /s/ Adam J. Brunk, Name: Adam J. Brunk, Title: Attorney-in-Fact 08/12/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents Common Stock directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,503,574 shares).
( 2 )Represents Common Stock directly beneficially owned by Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.") (211,837 shares).
( 3 )Represents Common Stock directly beneficially owned by a managed account on behalf of an investment advisory client (the "Managed Account") of Becker Drapkin Management, L.P. ("BD Management") (598,083 shares).
( 4 )BD Management, as the general partner of, and investment manager for, Becker Drapkin QP and Becker Drapkin, L.P. and the investment manager for the Managed Account, may be deemed to beneficially own the securities described in footnotes (1), (2) and (3). BC Advisors, LLC ("BCA"), as the general partner of BD Management, and Mr. Becker and Mr. Drapkin, as the sole members and co-managing members of BCA and limited partners of BD Management, may in each case be deemed to be beneficial owners of the securities described in footnotes (1), (2) and (3).
( 5 )BD Management disclaims any beneficial ownership of all of the Common Stock listed herein, except to the extent of any pecuniary interest therein. Becker Drapkin QP disclaims beneficial ownership of the Common Stock described in footnotes (2) and (3). Becker Drapkin, L.P. disclaims beneficial ownership of the Common Stock described in footnotes (1) and (3). BCA disclaims beneficial ownership of all of the Common Stock listed herein, except to the extent of any pecuniary interest therein. Mr. Becker (who is a director of the Issuer) and Mr. Drapkin disclaim beneficial ownership of all of the Common Stock described herein, except to the extent of any pecuniary interest therein.
( 6 )These shares are directly beneficially owned by Mr. Becker and were acquired pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan for Mr. Becker's service as a non-employee director.
( 7 )This filing constitutes a Form 4 exit filing for all reporting persons other than Mr. Becker. The Form 4 filed on June 23, 2015 incorrectly stated that it was an exit filing.

Remarks:
Member of a 13D group that is no longer a 10% group

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