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Sec Form 4 Filing - KRAMER JAMES S @ ASTRONICS CORP - 2016-10-11

  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
KRAMER JAMES S
2. Issuer Name and Ticker or Trading Symbol
ASTRONICS CORP [ ATRO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive Vice President
(Last)
(First)
(Middle)
130 COMMERCE WAY
3. Date of Earliest Transaction (MM/DD/YY)
10/11/2016
(Street)
EAST AURORA, NY14052
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
$.01 PV Common Stock 43,241 D
$.01 PV Class B Stock 10/11/2016 J( 1 ) 43,786 A $ 0 292,457 D
$.01 PV Common Stock 220 I By Spouse ( 2 )
$.01 PV Class B Stock 10/11/2016 J( 1 ) 118 A $ 0 686 I By Spouse ( 2 )
$.01 PV Common Stock 787 I JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER ( 3 )
$.01 PV Class B Stock 10/11/2016 J( 1 ) 118 A $ 0 118 I JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option $ 5.76 10/11/2016 J( 1 ) 978 12/12/2007 12/12/2016 $.01 PV Cl B Stk 7,500 $ 0 7,500 D
Option $ 13.22 12/19/2008 12/19/2017 $.01 PV Com Stk 2,010 2,010 D
Option $ 13.22 10/11/2016 J( 1 ) 789 12/19/2008 12/19/2017 $.01 PV Cl B Stk 4,043 $ 0 4,043 D
Option $ 3.27 12/09/2009 12/09/2018 $.01 PV Com Stk 11,800 11,800 D
Option $ 3.27 10/11/2016 J( 1 ) 3,708 12/09/2009 12/09/2018 $.01 PV Cl B Stk 16,627 $ 0 16,627 D
Option $ 3.27 12/03/2010 12/03/2019 $.01 PV Com Stk 11,750 11,750 D
Option $ 3.27 10/11/2016 J( 1 ) 3,692 12/03/2010 12/03/2019 $.01 PV Cl B Stk 16,557 $ 0 16,557 D
Option $ 8.82 12/02/2011 12/02/2020 $.01 PV Com Stk 4,350 4,350 D
Option $ 8.82 10/11/2016 J( 1 ) 1,366 12/02/2011 12/02/2020 $.01 PV Cl B Stk 6,129 $ 0 6,129 D
Option $ 15.63 12/01/2012 12/01/2021 $.01 PV Com Stk 3,200 3,200 D
Option $ 15.63 10/11/2016 J( 1 ) 914 12/01/2012 12/01/2021 $.01 PV Cl B Stk 3,808 $ 0 3,808 D
Option $ 10.58 11/29/2013 11/29/2022 $.01 PV Com Stk 5,700 5,700 D
Option $ 10.58 10/11/2016 J( 1 ) 1,416 11/29/2013 11/29/2022 $.01 PV Cl B Stk 5,155 $ 0 5,155 D
Option $ 32.72 12/11/2014 12/11/2023 $.01 PV Com Stk 2,330 2,330 D
Option $ 32.72 10/11/2016 J( 1 ) 482 12/11/2014 12/11/2023 $.01 PV Cl B Stk 1,367 $ 0 1,367 D
Option $ 35.46 12/11/2015 12/11/2024 $.01 PV Com Stk 2,720 2,720 D
Option $ 35.46 10/11/2016 J( 1 ) 469 12/11/2015 12/11/2024 $.01 PV Cl B Stk 877 $ 0 877 D
Option $ 31.88 12/03/2016 12/03/2025 $.01 PV Com Stk 3,500 3,500 D
Option $ 31.88 10/11/2016 J( 1 ) 525 12/03/2016 12/03/2025 $.01 PV Cl B Stk 525 $ 0 525 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KRAMER JAMES S
130 COMMERCE WAY
EAST AURORA, NY14052
Executive Vice President
Signatures
/s/David C. Burney, as Power of Attorney for James S. Kramer 10/12/2016
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares issued pursuant to a three-for-twenty distribution of Class B stock to holders of both Common and Class B stock on the record date of October 11, 2016.
( 2 )Mr. Kramer disclaims any beneficial interest in the shares owned by his wife.
( 3 )Represents shares held by James Shore Kramer Cust for Leah Jane Kramer. The beneficiary is the reporting person's immediate family.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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