Sec Form 4 Filing - SCHOTTENSTEIN ROBERT H @ M I HOMES INC - 2017-10-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SCHOTTENSTEIN ROBERT H
2. Issuer Name and Ticker or Trading Symbol
M I HOMES INC [ MHO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman, CEO & President
(Last) (First) (Middle)
3 EASTON OVAL
3. Date of Earliest Transaction (MM/DD/YY)
10/16/2017
(Street)
COLUMBUS, OH43219
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Depositary Shares ( 1 ) 10/16/2017 J( 2 ) 30,397 D $ 25 0 I See footnote. ( 3 )
Depositary Shares ( 1 ) 10/16/2017 J( 2 ) 2,960 D $ 25 0 I See footnote. ( 4 )
Depositary Shares ( 1 ) 10/16/2017 J( 2 ) 497 D $ 25 0 I See footnote. ( 5 )
Depositary Shares ( 1 ) 10/16/2017 J( 2 ) 995 D $ 25 0 I See footnote. ( 6 )
Depositary Shares ( 1 ) 10/16/2017 J( 2 ) 995 D $ 25 0 I See footnote. ( 7 )
Depositary Shares ( 1 ) 10/16/2017 J( 2 ) 995 D $ 25 0 I See footnote. ( 8 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SCHOTTENSTEIN ROBERT H
3 EASTON OVAL
COLUMBUS, OH43219
X Chairman, CEO & President
Signatures
/s/Phillip G. Creek, attorney-in-fact for Robert H. Schottenstein 10/18/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each Depositary Share represents a 1/1,000th interest in a share of the Company's 9.75% Series A Preferred Shares.
( 2 )On October 16, 2017, the Company redeemed all of its outstanding Series A Preferred Shares in accordance with the terms of the Company's Amended and Restated Articles of Incorporation.
( 3 )These Depositary Shares are held in the Irving E. Schottenstein Marital Trust 2, of which the reporting person is one of four trustees. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.
( 4 )These Depositary Shares are held in the Irving E. Schottenstein Insurance Trust, of which the reporting person is one of three trustees. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.
( 5 )These Depositary Shares are held in the Irving E. Schottenstein Marital Trust 1, of which the reporting person is one of four trustees. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.
( 6 )These Depositary Shares are held in the Alissa Schottenstein Skip Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.
( 7 )These Depositary Shares are held in the Joshua Schottenstein Skip Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.
( 8 )These Depositary Shares are held in the Leah Schottenstein Skip Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.

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