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Sec Form 4 Filing - Bristow Claire H @ FIRST CITIZENS BANCSHARES INC - 2018-11-22

  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Bristow Claire H
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [ FCNCA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
4300 SIX FORKS ROAD
3. Date of Earliest Transaction (MM/DD/YY)
11/22/2018
(Street)
RALEIGH, NC27609
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 30,000 D
Class A Common 271,825 ( 1 ) I Claire Holding Bristow 2nd Amended and Restated Trust
Class A Common 03/04/2019 G V 33 A $ 0 271,858 I Claire Holding Bristow 2nd Amended and Restated Trust
Class A Common 10,858 I As beneficiary of Trust
Class A Common 14,500 I By spouse as Trustee for Claire Holding Bristow 2018 Irrevocable Family Trust
Class A Common 03/04/2019 G V 33 A $ 0 14,533 I By spouse as trustee for Peter M. Bristow 2nd Amended and Restate Trust Agreement
Class A Common 6,737 ( 2 ) I By Spouse
Class A Common 03/04/2019 G V 33 A $ 0 1,808 ( 2 ) I By Son, Peter M. Bristow, Jr.
Class A Common 10,850 ( 2 ) I By spouse as custodian for Peter Bristow, Jr.
Class A Common 03/04/2019 G V 33 A $ 0 12,566 ( 2 ) I By spouse as custodian for Charlotte Bristow
Class A Common 03/04/2019 G V 33 A $ 0 12,410 ( 2 ) I By spouse as custodian for Ella Bristow
Class A Common 6,106 ( 2 ) I PMB Investments, LLC
Class A Common 2,154 ( 2 ) I CRB Investments, LLC
Class A Common 2,045 ( 2 ) I EHB Investments, LLC
Class A Common 19,041 ( 2 ) I By spouse as trustee for PMB Trust 2011
Class A Common 19,041 ( 2 ) I By spouse as trustee for CRB Trust 2011
Class A Common 19,041 ( 2 ) I By spouse as trustee for EHB Trust 2011
Class B Common 0 D
Class B Common 82,866 ( 3 ) I Claire Holding Bristow 2nd Amended and Restated Trust
Class B Common 1,250 I As beneficiary of Trust
Class B Common 538 ( 2 ) I By spouse
Class B Common 2,080 ( 2 ) I By spouse as custodian for Peter Bristow, Jr.
Class B Common 8,350 ( 2 ) I PMB Investments, LLC
Class B Common 2,081 ( 2 ) I By spouse as custodian for Charlotte Bristow
Class B Common 8,850 ( 2 ) I CRB Investments, LLC
Class B Common 2,081 ( 2 ) I By spouse as custodian for Ella Bristow
Class B Common 8,710 ( 2 ) I EHB Investments, LLC
Class B Common 82 ( 2 ) I By Son. Peter M. Bristow, Jr.
Class B Common 82 ( 2 ) I By daughter, Charlotte Bristow
Class B Common 82 ( 2 ) I By daughter, Ella Bristow
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bristow Claire H
4300 SIX FORKS ROAD
RALEIGH, NC27609
X
Signatures
Claire H. Bristow, By: William R. Lathan, Jr., Attorney-in-fact 05/06/2019
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 271,825 shares previously held directly by the reporting person which were transferred to the trust on November 22, 2018.
( 2 )The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
( 3 )Includes 82,866 shares previously held directly by the reporting person which were transferred to the trust on November 22, 2018.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.