Sec Form 4 Filing - RANKIN ALFRED M ET AL @ NACCO INDUSTRIES INC - 2022-01-03

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person RANKIN ALFRED M ET AL 2. Issuer Name and Ticker or Trading Symbol NACCO INDUSTRIES INC [ NC] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner X __ Officer (give title below) X __ Other (specify below) Chairman/Group Member (Last) (First) (Middle) NACCO INDUSTRIES, INC., 5875 LANDERBROOK DRIVE, STE. 220 3. Date of Earliest Transaction (MM/DD/YY) 01/03/2022 (Street) MAYFIELD HEIGHTS, OH44124 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 01/03/2022 A( 1 ) 1,155 A 235,517 I AMR Main Trust(A)( 3 ) Class A Common Stock 14,160 I AMR - IRA( 4 ) Class A Common Stock 1,975 I AMR - RMI (Delaware)( 5 ) Class A Common Stock 18,625 I AMR - Trust2 (SR)( 6 ) Class A Common Stock 9,600 I AMR - Trust3 (Grandchildren)( 7 ) Class A Common Stock 14,313 I BTR - Class A Trust Class A Common Stock 34,936 I VGR - Trust( 8 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Class B Common Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 2,000 2,000 I AMR-RAI/B( 9 ) Class B Common Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 166,519 166,519 I AMR - Trust - B( 3 ) Class B Common Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 25 25 I AMR RAIV - GP Class B Common Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 9,431 9,431 I By Trust/Daughter 2( 10 ) Class B Common Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 9,431 9,431 I By Trust/Daughter 1( 11 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other RANKIN ALFRED M ET AL NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS, OH44124 X Chairman Group Member Signatures /s/ Matthew J. Dilluvio, attorney-in-fact 01/04/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. ( 2 )N/A ( 3 )Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. ( 4 )Held in an Individual Retirement Account for the benefit of the Reporting Person. ( 5 )Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner. ( 6 )Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares. ( 7 )Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares. ( 8 )Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares. ( 9 )Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person. ( 10 )Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams. ( 11 )Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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