Sec Form 4 Filing - RANKIN CORBIN @ NACCO INDUSTRIES INC - 2020-03-25

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RANKIN CORBIN
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Member of a group
(Last) (First) (Middle)
NACCO INDUSTRIES, INC., 5875 LANDERBROOK DRIVE, STE. 220
3. Date of Earliest Transaction (MM/DD/YY)
03/25/2020
(Street)
MAYFIELD HEIGHTS, OH44124
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/25/2020 G V 414 D 33,325 I By Assoc II/Spouse ( 2 )
Class A Common Stock 03/25/2020 G V 207 D 33,118 I By Assoc II/Spouse ( 2 )
Class A Common Stock 03/25/2020 G V 207 D 32,911 I By Assoc II/Spouse ( 2 )
Class A Common Stock 03/25/2020 G V 414 D 32,497 I By Assoc II/Spouse ( 2 )
Class A Common Stock 03/25/2020 G V 207 D 32,290 I By Assoc II/Spouse ( 2 )
Class A Common Stock 03/25/2020 G V 207 D 32,083 I By Assoc II/Spouse ( 2 )
Class A Common Stock 03/25/2020 G V 414 D 31,669 I By Assoc II/Spouse ( 2 )
Class A Common Stock 3,622 D
Class A Common Stock 1,843 I By Assoc II ( 3 )
Class A Common Stock 1,975 I By Spouse
Class A Common Stock 7 I By Spouse ( 4 )
Class A Common Stock 165 I By Spouse/Trust ( 5 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) 03/25/2020 G V 4,060 ( 1 ) ( 1 ) Class A Common Stock 4,060 ( 1 ) 9,430 I Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of James Rankin
Class B Common Stock ( 1 ) 03/25/2020 G V 4,060 ( 1 ) ( 1 ) Class A Common Stock 4,060 ( 1 ) 9,430 I Reporting person's spouse serves as trustee of BTR 2012 GST for Matthew Rankin
Class B Common Stock ( 1 ) 03/25/2020 G V 4,060 ( 1 ) ( 1 ) Class A Common Stock 4,060 ( 1 ) 9,430 I Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Thomas P Rankin
Class B Common Stock $ 0 ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 25 25 I By Spouse (GP) ( 6 )
Class B Common Stock $ 0 ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 145,793 145,793 I By Spouse/Trust ( 5 )
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 20,000 20,000 I By Assoc I ( 7 )
Class B Common Stock ( 8 ) ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 85,056 85,056 I By Spouse/RAIV(B)
Class B Common Stock $ 0 ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 35,312 35,312 I By Assoc I/Spouse ( 9 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RANKIN CORBIN
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS, OH44124
Member of a group
Signatures
/s/ Matthew J. Dilluvio, attorney-in-fact 12/08/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )N/A
( 2 )Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
( 3 )Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
( 4 )By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
( 5 )Reporting Person's spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
( 6 )GP. Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
( 7 )Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
( 8 )Represents the Reporting Person's Spouse's proportionate limited parternship interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
( 9 )Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.

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