Sec Form 4 Filing - RANKIN ALISON A @ NACCO INDUSTRIES INC - 2020-07-01

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person RANKIN ALISON A 2. Issuer Name and Ticker or Trading Symbol NACCO INDUSTRIES INC [ NC] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner _____ Officer (give title below) X __ Other (specify below) Member of a group (Last) (First) (Middle) NACCO INDUSTRIES, INC., 5875 LANDERBROOK DRIVE, STE. 220 3. Date of Earliest Transaction (MM/DD/YY) 07/01/2020 (Street) MAYFIELD HEIGHTS, OH44124 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 07/01/2020 A( 1 ) 934 A 1,252 I By Spouse/Trust ( 3 ) Class A Common Stock 29,986 I By Assoc II ( 4 ) Class A Common Stock 6,613 I By Trust ( 5 ) Class A Common Stock 2,046 I By Trust (Daughter 2) ( 6 ) Class A Common Stock 200 I By Trust/Daughter 2 ( 7 ) Class A Common Stock 16,437 I By Assoc II/Daughter 2 ( 8 ) Class A Common Stock 4,944 I By Assoc II/Daughter 2 ( 9 ) Class A Common Stock 4,133 I By Trust (Daughter 1) ( 10 ) Class A Common Stock 14,931 I By Assoc II/Daughter 1 ( 8 ) Class A Common Stock 3,056 I By Assoc II/Daughter 1 ( 9 ) Class A Common Stock 1,505 I By Assoc II/Daughter 1 ( 11 ) Class A Common Stock 3,011 I By Assoc II/Spouse ( 12 ) Class A Common Stock 1,975 I By Spouse/RMI (Delaware) ( 13 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Class B Common Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 75,504 75,504 I By Assoc I ( 14 ) Class B Common Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 9,431 9,431 I Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin Class B Common Stock ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 9,431 9,431 I Reporting person's spouse serves as trustee of BTR 2012 GST Trust for benefit of Elisabeth Rankin Class B Common Stock $ 0 ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 25 25 I By GP ( 15 ) Class B Common Stock $ 0 ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 85,056 85,056 I By Spouse (RA4) ( 16 ) Class B Common Stock $ 0 ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 4,808 4,808 I By Assoc I/Spouse ( 17 ) Class B Common Stock $ 0 ( 2 ) ( 2 ) ( 2 ) Class A Common Stock 193,586 193,586 I By Spouse/Trust ( 3 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other RANKIN ALISON A NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS, OH44124 Member of a group Signatures /s/ Matthew J. Dilluvio, attorney-in-fact 07/01/2020 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan ( 2 )N/A ( 3 )Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares. ( 4 )Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. ( 5 )Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin. ( 6 )Held by Trust dated December 18, 1997. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. ( 7 )Held by Trust dated December 30, 2015. Reporting Person's Spouse serves as Trustee of the Trust for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. ( 8 )Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. ( 9 )Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. ( 10 )Held by Trust dated August 15, 2012. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. ( 11 )Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. ( 12 )Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares. ( 13 )Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares. ( 14 )Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates I, L.P. ( 15 )GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares. ( 16 )(RA4) Represents Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares. ( 17 )Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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