Sec Form 4 Filing - Ford-Serbu Donna @ SPECTRANETICS CORP - 2017-02-22

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ford-Serbu Donna
2. Issuer Name and Ticker or Trading Symbol
SPECTRANETICS CORP [ SPNC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Sr. VP Sales and Mktg, LM
(Last) (First) (Middle)
9965 FEDERAL DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
02/22/2017
(Street)
COLORADO SPRINGS, CO80921
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
SPNC Common Stock 02/22/2017 A 25,263 ( 1 ) A $ 0 29,450 D
SPNC Common Stock 02/22/2017 F 6,059 ( 2 ) D $ 24.5 23,391 ( 3 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ford-Serbu Donna
9965 FEDERAL DRIVE
COLORADO SPRINGS, CO80921
Sr. VP Sales and Mktg, LM
Signatures
/s/ Robert McCormack, Attorney-in-Fact for Donna Ford-Serbu 02/24/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On June 25, 2014, the Reporting Person was awarded 26,044 target performance stock units ("PSUs") granted for the 2014-2016 performance period. Each earned and vested PSU is payable in one share of the Company's common stock. The Reporting Person earned 25,263 of the PSUs based upon the Company's achievement of certain performance goals during the performance period. Of the 25,263 earned PSUs, 75% vested and were settled in an equal number of shares of the Company's common stock on February 22, 2017, and 25% will vest and be settled in shares on December 31, 2017.
( 2 )Shares withheld to satisfy tax withholding obligations on 18,948 shares issued in settlement of vested PSUs on February 22, 2017.
( 3 )This number includes 6,315 earned PSUs that are scheduled to vest and be settled in an equal number of Company shares as described above.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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