Sec Form 4 Filing - George Kevin B @ BEAM INC - 2013-03-18

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
George Kevin B
2. Issuer Name and Ticker or Trading Symbol
BEAM INC [ NYSE: BEAM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP & Chief Marketing Officer
(Last) (First) (Middle)
BEAM INC., 510 LAKE COOK ROAD
3. Date of Earliest Transaction (MM/DD/YY)
03/18/2013
(Street)
DEERFIELD, IL60015
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $3.125 03/18/2013 M( 1 ) 6,056 A $ 51.0792 6,056 D
Common Stock, par value $3.125 03/18/2013 S 6,056 D $ 63.0179 ( 2 ) 0 D
Common Stock, par value $3.125 03/19/2013 M( 1 ) 1,944 A $ 51.0792 1,944 D
Common Stock, par value $3.125 03/19/2013 M( 1 ) 12,046 A $ 35.6741 13,990 D
Common Stock, par value $3.125 03/19/2013 S 13,990 D $ 63.1454 ( 3 ) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 51.0792 03/18/2013 M( 1 ) 6,056 ( 4 ) 02/22/2021 Common Stock 6,056 $ 0 18,039 D
Stock Option (Right to Buy) $ 51.0792 03/19/2013 M( 1 ) 1,944 ( 4 ) 02/22/2021 Common Stock 1,944 $ 0 16,095 D
Stock Option (Right to Buy) $ 35.6741 03/19/2013 M( 1 ) 12,046 09/30/2012 09/30/2016 Common Stock 12,046 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
George Kevin B
BEAM INC.
510 LAKE COOK ROAD
DEERFIELD, IL60015
SVP & Chief Marketing Officer
Signatures
Leslie W. Jensen, Attorney-in-Fact for Kevin B. George 03/20/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plans.
( 2 )The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.17, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder full information regarding the number of shares and the prices at which the shares were sold.
( 3 )The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.47, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder full information regarding the number of shares and the prices at which the shares were sold.
( 4 )The options vested as to 8,032 shares on each of February 22, 2012 and February 22, 2013 and will vest as to the remaining 8,031 shares on February 22, 2014.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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