Sec Form 3 Filing - Koutsaftes George @ HONEYWELL INTERNATIONAL INC - 2022-04-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Koutsaftes George
2. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ HON]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President and CEO, SPS
(Last) (First) (Middle)
855 S. MINT STREET
3. Date of Earliest Transaction (MM/DD/YY)
04/01/2022
(Street)
CHARLOTTE, NC28202
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 9,883 D
Common Stock 1,953.0536 I Held in 401(k) plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (right to buy) $ 66.43 ( 1 ) 02/26/2023 Common Stock 6,301 D
Employee Stock Options (right to buy) $ 89.48 ( 1 ) 02/26/2024 Common Stock 6,301 D
Employee Stock Options (right to buy) $ 98.93 ( 1 ) 02/25/2025 Common Stock 7,352 D
Employee Stock Options (right to buy) $ 98.7 ( 1 ) 02/24/2026 Common Stock 8,088 D
Employee Stock Options (right to buy) $ 119.69 ( 2 ) 02/27/2027 Common Stock 8,877 D
Employee Stock Options (right to buy) $ 148.79 ( 2 ) 02/26/2028 Common Stock 9,399 D
Employee Stock Options (right to buy) $ 154.22 ( 3 ) 02/25/2029 Common Stock 10,064 D
Employee Stock Options (right to buy) $ 180.92 ( 4 ) 02/13/2030 Common Stock 10,120 D
Employee Stock Options (right to buy) $ 202.72 ( 5 ) 02/11/2031 Common Stock 7,425 D
Employee Stock Options (right to buy) $ 189.72 ( 6 ) 02/10/2032 Common Stock 25,500 D
Restricted Stock Units ( 8 ) ( 7 ) ( 7 ) Common Stock 1,552 D
Restricted Stock Units ( 8 ) ( 9 ) ( 9 ) Common Stock 1,244 D
Restricted Stock Units ( 8 ) ( 10 ) ( 10 ) Common Stock 4,079 D
Restricted Stock Units ( 8 ) ( 11 ) ( 11 ) Common Stock 1,196 D
Restricted Stock Units ( 8 ) ( 12 ) ( 12 ) Common Stock 1,737 D
Restricted Stock Units ( 14 ) ( 13 ) ( 13 ) Common Stock 1,700 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Koutsaftes George
855 S. MINT STREET
CHARLOTTE, NC28202
President and CEO, SPS
Signatures
Su Ping Lu for George Koutsaftes 04/11/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Employee Stock Options were granted under the 2011 Stock Incentive Plan and are fully vested.
( 2 )The Employee Stock Options were granted under the 2016 Stock Incentive Plan and are fully vested.
( 3 )The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 7,548 options fully vested and 2,516 options vesting on February 26, 2023.
( 4 )The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 5,060 options fully vested and 2,530 options vesting on February 14, 2023 and 2,530 options versing on February 14, 2024.
( 5 )The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 1,856 options fully vested with 1,857 options vesting on February 12, 2023; 1,856 options vesting on February 12, 2024; and 1,856 options vesting on February 12, 2025.
( 6 )The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 6,375 options vesting on each of February 11, 2023, February 11, 2024, February 11, 2025 and February 11, 2026.
( 7 )The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on July 27, 2023.
( 8 )Instrument converts to common stock on a one-for-one basis and includes reinvestment of dividend equivalents into additional restricted stock units.
( 9 )The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 14, 2023.
( 10 )The Restricted were granted under the 2016 Stock Incentive Plan with 1,346 units vesting on July 30, 2022; 1,346 units vesting on July 30, 2024 and 1,387 units vesting on July 30, 2026.
( 11 )The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 12, 2024.
( 12 )The Restricted were granted under the 2016 Stock Incentive Plan with 573 units vesting on July 29, 2023; 573 units vesting on July 29, 2025; and 591 units vesting on July 29, 2027.
( 13 )The Restricted were granted under the 2016 Stock Incentive Plan with 561 units vesting on February 11, 2024; 561 units vesting on February 11, 2026 and 578 units vesting on February 11, 2028.
( 14 )Instrument converts to common stock on a one-for-one basis.

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