Sec Form 4 Filing - ROBO JAMES L @ NEXTERA ENERGY INC - 2019-02-14

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
ROBO JAMES L
2. Issuer Name and Ticker or Trading Symbol
NEXTERA ENERGY INC [ NEE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) X __ Other (specify below)
Chairman, President & CEO/Director of Sub
(Last) (First) (Middle)
C/O NEXTERA ENERGY, INC., 700 UNIVERSE BLVD.
3. Date of Earliest Transaction (MM/DD/YY)
02/14/2019
(Street)
JUNO BEACH, FL33408
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/14/2019 A( 1 ) 1,856 A $ 0 196,288 ( 2 ) D
Common Stock 02/14/2019 A( 3 ) 106,800 A $ 0 303,088 ( 2 ) ( 4 ) D
Common Stock 02/15/2019 F( 5 ) 3,284 D $ 184.04 299,804 ( 2 ) ( 4 ) D
Common Stock 02/19/2019 G( 6 ) V 13,336 D $ 0 286,468 ( 2 ) ( 4 ) D
Common Stock 02/19/2019 G( 6 ) V 13,336 A $ 0 20,000 I By Spouse
Common Stock 107,632 I James L. Robo Gifting Trust
Common Stock 73,550 I Spouse's Gifting Trust
Common Stock 31,292 I 2018 Spouse's Gifting Trust
Common Stock 72,494 ( 7 ) I By Rabbi Trust
Common Stock 4,504 I By Retirement Savings Plan Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Shares ( 8 ) 02/14/2019 A 2,276 ( 8 ) ( 8 ) Common Stock ( 8 ) ( 8 ) 29,123 D
Employee Stock Option (Right to Buy) $ 182.61 02/14/2019 A 141,250 ( 9 ) 02/14/2029 Common Stock 141,250 $ 0 141,250 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ROBO JAMES L
C/O NEXTERA ENERGY, INC.
700 UNIVERSE BLVD.
JUNO BEACH, FL33408
X Chairman, President & CEO Director of Sub
Signatures
W. Scott Seeley (Attorney-in-Fact) 02/19/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted stock grant made pursuant to Issuer's 2011 Long Term Incentive Plan, exempt under Rule 16b-3.
( 2 )Includes a total of 46,825 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
( 3 )Reporting person elected to defer receipt of these performance shares awarded pursuant to the Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3.
( 4 )Includes a total of 106,800 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries.
( 5 )Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 12, 2016, February 17, 2017 and February 15, 2018.
( 6 )Gift of shares to reporting person's spouse.
( 7 )Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only. Includes an aggregate of 445 shares acquired by the Trustee pursuant to a dividend reinvestment feature of the deferred shares grant since the last report filed by the reporting person.
( 8 )Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($173.82 in 2018). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.
( 9 )Options to buy 47,084 shares become exercisable on 02/15/2020 and options to buy 47,083 shares become exercisable on each of 02/15/2021 and 02/15/2022.

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