Sec Form 4 Filing - Howe Scott E @ LiveRamp Holdings, Inc. - 2020-11-22

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Howe Scott E
2. Issuer Name and Ticker or Trading Symbol
LiveRamp Holdings, Inc. [ RAMP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CHIEF EXECUTIVE OFFICER
(Last) (First) (Middle)
LIVERAMP HOLDINGS, INC., 225 BUSH STREET, 17TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
11/22/2020
(Street)
SAN FRANCISCO, CA94104
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK, $.10 PAR VALUE 11/22/2020 F 2,975 ( 1 ) D $ 58.81 1,087,007 D
COMMON STOCK, $.10 PAR VALUE 11/23/2020 F 1,891 ( 2 ) D $ 56.12 1,085,116 D
COMMON STOCK, $.10 PAR VALUE 11/23/2020 M 123,819 ( 3 ) A $ 13.74 1,208,935 D
COMMON STOCK, $.10 PAR VALUE 11/23/2020 M 50,144 ( 3 ) A $ 13.74 1,259,079 D
COMMON STOCK, $.10 PAR VALUE 11/23/2020 S 95,483 D $ 56.28 ( 4 ) 1,163,596 D
COMMON STOCK, $.10 PAR VALUE 11/23/2020 S 62,579 D $ 57.33 ( 5 ) 1,101,017 D
COMMON STOCK, $.10 PAR VALUE 11/23/2020 S 11,293 D $ 58.09 ( 6 ) 1,089,724 D
COMMON STOCK, $.10 PAR VALUE 11/23/2020 S 4,608 D $ 58.9 ( 7 ) 1,085,116 D
COMMON STOCK, $.10 PAR VALUE 11/24/2020 M 170,962 ( 3 ) A $ 13.74 1,256,078 D
COMMON STOCK, $.10 PAR VALUE 11/24/2020 S 138,851 D $ 55.35 ( 8 ) 1,117,227 D
COMMON STOCK, $.10 PAR VALUE 11/24/2020 S 32,111 D $ 56.09 ( 9 ) 1,085,116 D
COMMON STOCK, $.10 PAR VALUE 3,148.0113 I BY MANAGED ACCOUNT 1
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $ 13.74 11/23/2020 M 123,819 ( 10 ) 07/20/2021 Common Stock, $.10 Par Value 123,819 $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 13.74 11/23/2020 M 50,144 ( 11 ) 07/20/2021 Common Stock, $.10 Par Value 50,144 $ 0 170,962 D
Non-Qualified Stock Option (right to buy) $ 13.74 11/24/2020 M 170,962 ( 11 ) 07/20/2021 Common Stock, $.10 Par Value 170,962 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Howe Scott E
LIVERAMP HOLDINGS, INC.
225 BUSH STREET, 17TH FLOOR
SAN FRANCISCO, CA94104
X CHIEF EXECUTIVE OFFICER
Signatures
/s/ By: Catherine L. Hughes, Attorney-in-Fact For: Scott E. Howe 11/24/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 22, 2020, when restricted stock units belonging to the reporting person vested.
( 2 )These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 23, 2020, when restricted stock units belonging to the reporting person vested.
( 3 )This represents an exercise of the reporting person's stock options that will expire on July 20, 2021. Pursuant to a broker-assisted cashless stock option exercise the net proceeds were used to pay the exercise price, to cover the withholding taxes, and to pay broker fees and commissions. The exercise and related sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2020.
( 4 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.86 to $56.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
( 5 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.87 to $57.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
( 6 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.88 to $58.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
( 7 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.89 to $59.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
( 8 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.88 to $55.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
( 9 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.91 to $56.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
( 10 )This grant of non-qualified stock options was made pursuant to the 2005 Equity Compensation Plan. Vesting began on July 29, 2012, with 25% of the total becoming vested on that date and 25% each 12 months thereafter until 100% vested.
( 11 )This grant of non-qualified stock options was made pursuant to the 2011 Nonqualified Equity Compensation Plan. Vesting began on July 29, 2012, with 25% of the total becoming vested on that date and 25% each 12 months thereafter until 100% vested.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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