Sec Form 4 Filing - Shrewsberry John R. @ WELLS FARGO & COMPANY/MN - 2019-03-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Shrewsberry John R.
2. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & COMPANY/MN [ WFC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Senior Executive VP & CFO
(Last) (First) (Middle)
420 MONTGOMERY STREET
3. Date of Earliest Transaction (MM/DD/YY)
03/21/2019
(Street)
SAN FRANCISCO, CA94104
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $1 2/3 Par Value 03/21/2019 G V 48,788 D $ 0 80,000 D
Common Stock, $1 2/3 Par Value 03/21/2019 G V 48,788 A $ 0 399,186 I Through Family Trust
Common Stock, $1 2/3 Par Value 03/26/2019 G V 80,000 D $ 0 0 D
Common Stock, $1 2/3 Par Value 03/26/2019 G V 80,000 A $ 0 479,186 I Through Family Trust
Common Stock, $1 2/3 Par Value 8,151.12 ( 1 ) I Through 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units ( 2 ) 04/19/2019 D 0.3136 ( 3 ) ( 3 ) Common Stock, $1 2/3 Par Value 0.3136 $ 47.58 19,014.2591 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Shrewsberry John R.
420 MONTGOMERY STREET
SAN FRANCISCO, CA94104
Senior Executive VP & CFO
Signatures
John R. Shrewsberry, by Anthony R. Augliera, as Attorney-in-Fact 04/23/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of March 29, 2019, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
( 2 )Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
( 3 )Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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