Sec Form 4/A Filing - DIFILLIPPO DAVID A @ UNIFIRST CORP - 2019-10-29

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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
DIFILLIPPO DAVID A
2. Issuer Name and Ticker or Trading Symbol
UNIFIRST CORP [ UNF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Senior VP of Operations
(Last) (First) (Middle)
C/O UNIFIRST CORP, 68 JONSPIN ROAD
3. Date of Earliest Transaction (MM/DD/YY)
10/29/2019
(Street)
WILMINGTON, MA01887
4. If Amendment, Date Original Filed (MM/DD/YY)
10/30/2019
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/29/2019 A 969 ( 1 ) A $ 0 9,464 ( 2 ) D
Common Stock 150 I By Daughter ( 3 )
Common Stock 150 I By Son ( 3 )
Common Stock 150 I By Daughter ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right( ( 4 ) $ 201.24 10/29/2019 A 1,377 ( 4 ) 10/29/2029 Common Stock ($0.10 par value) 1,377 $ 0 1,377 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
DIFILLIPPO DAVID A
C/O UNIFIRST CORP
68 JONSPIN ROAD
WILMINGTON, MA01887
Senior VP of Operations
Signatures
/s/ David Whitman, Attorney-in-Fact 12/04/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents restricted stock units granted under the UniFirst Corporation Amended and Restated 2010 Stock Option and Incentive Plan (the "2010 Plan"). Such restricted stock units vest 60% on the third anniversary of the grant date, 20% on the fourth anniversary of the grant date and 20% on the fifth anniversary of the grant date.
( 2 )Consists of 1,044 restricted stock units that vest 100% on December 20, 2022, 1,231 restricted stock units that vest 100% on October 22, 2023 and 969 restricted stock units that vest 60% on October 29, 2022, an additional 20% on October 29, 2023 and the remaining 20% on October 29, 2024 and 6,220 shares of Common Stock owned by the reporting person.
( 3 )Represents shares owned by David DiFillippo's children. David DiFillippo disclaims beneficial ownership of these reported securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
( 4 )This stock appreciation right, which was granted under the 2010 Plan, becomes 60% vested and exercisable on the third anniversary of the grant date (10/29/2022), an additional 20% vested and exercisable on the fourth anniversary of the grant date (10/29/2023) and an additional 20% vested and exercisable on the fifth anniversary of the grant date (10/29/2024). This stock appreciation right must be settled in stock at the time of exercise.

Remarks:
On October 30, 2019, the reporting person filed a Form 4 to report the grant of certain restricted stock units and a stock appreciation right (the "Form 4"). The Form 4 inadvertently reported incorrect vesting terms with respect to the restricted stock units and the stock appreciation right and an incorrect number of shares of Common Stock subject to the stock appreciation right. This Form 4/A is being filed to correct the vesting terms of the restricted stock units and stock appreciation right and to report the correct number of shares of Common Stock subject to the stock appreciation right.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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