Sec Form 4 Filing - COTTER ELLEN M @ READING INTERNATIONAL INC - 2019-04-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
COTTER ELLEN M
2. Issuer Name and Ticker or Trading Symbol
READING INTERNATIONAL INC [ RDI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairperson, President and CEO
(Last) (First) (Middle)
5995 SEPULVEDA BLVD, SUITE 300
3. Date of Earliest Transaction (MM/DD/YY)
04/13/2019
(Street)
CULVER CITY, CA90230
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Nonvoting Common Stock 04/13/2019 M 2,751 A $ 0 823,983 D
Class A Nonvoting Common Stock 04/13/2019 F 951 D $ 15.9 823,032 D
Class B Voting Stock 50,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 04/13/2019 M 2,751 ( 2 ) ( 2 ) Class A Non-Voting Common Stock 2,751 $ 0 8,251 D
Stock Options; Right to Buy; Class A Non-Voting Common Stock $ 16.36 ( 3 ) 04/12/2023 Class A Non-Voting Common Stock 47,493 47,493 D
Restricted Stock Units ( 1 ) ( 4 ) ( 4 ) Class A Non-Voting Common Stock 3,138 3,138 D
Stock Options; Right to Buy; Class A Non-Voting Common Stock $ 11.95 ( 5 ) 03/09/2021 Class A Non-Voting Common Stock 59,763 59,763 D
Restricted Stock Units ( 1 ) ( 6 ) ( 6 ) Class A Non-Voting Common Stock 5,635 5,635 D
Stock Options; Right to Buy; Class A Non-Voting Common Stock $ 15.97 ( 7 ) 03/22/2022 Class A Non-Voting Common Stock 52,023 52,023 D
Restricted Stock Units ( 1 ) ( 8 ) ( 8 ) Class A Non-Voting Common Stock 19,455 19,455 D
Stock Options; Right to Buy; Class A Non-Voting Common Stock $ 16.14 ( 8 ) 03/13/2024 Class A Non-Voting Common Stock 89,459 89,459 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
COTTER ELLEN M
5995 SEPULVEDA BLVD
SUITE 300
CULVER CITY, CA90230
X X Chairperson, President and CEO
Signatures
/s/ Ellen Cotter 04/17/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting on the unit.
( 2 )Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 13, 2018. Original grant was for 11,002 restricted stock units. The first installment vested on April 13, 2019. The remaining installments will vest on April 13, 2020, April 13, 2021 and April 13, 2022.
( 3 )Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 13, 2018. Original grant was for 47,493 stock options. The first installment became exercisable on April 13, 2019. The remaining installments become exercisable on April 13, 2020, April 13, 2021 and April 13, 2022.
( 4 )Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 10, 2016. Original grant was for 12,552 restricted stock units. The first three installments vested on March 10, 2017, March 10, 2018 and March 10, 2019. The remaining installment will vest on March 10, 2020.
( 5 )Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 10, 2016. Original grant was for 59,763 stock options. The first three installments became exercisable on March 10, 2017, March 10, 2018 and March 10, 2019. The remaining installment will vest on March 10, 2020.
( 6 )Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 11,271 restricted stock units. The first two installments vested on March 23, 2018 and March 23, 2019. The remaining two installments will vest on March 23, 2020 and March 23, 2021.
( 7 )Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 52,023 stock options. The first two installments became exercisable on March 23, 2018 and March 23, 2019. The remaining tw o installments will vest on March 23, 2020 and March 23, 2021.
( 8 )Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 14, 2019.

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