Sec Form 4 Filing - Andrews Brian G @ COOPER COMPANIES, INC. - 2020-12-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Andrews Brian G
2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC. [ COO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, CFO & Treasurer
(Last) (First) (Middle)
C/O COOPERCOMPANIES, 6101 BOLLINGER CANYON ROAD, SUITE 500
3. Date of Earliest Transaction (MM/DD/YY)
12/08/2020
(Street)
SAN RAMON, CA94583
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,716.542 ( 1 ) D
Common Stock 796.347 I Rollover IRA
Common Stock 283.25 I Roth IRA
Common Stock 220.976 I Traditional IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
( Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $ 0 ( 2 ) 12/08/2020 A 1,446 ( 3 ) ( 4 ) Common Stock 1,446 $ 0 1,881 D
Stock Options (Right to Buy) $ 345.74 12/08/2020 A 9,812 ( 5 ) 12/08/2030 Common Stock 9,812 $ 0 9,812 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Andrews Brian G
C/O COOPERCOMPANIES
6101 BOLLINGER CANYON ROAD, SUITE 500
SAN RAMON, CA94583
SVP, CFO & Treasurer
Signatures
/s/ Brian G. Andrews 12/10/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 20.985 shares acquired under the COO ESPP on 5/1/2020, 19.915 shares acquired under the COO ESPP on 8/3/2020 and 18.352 shares acquired under the COO ESPP on 11/2/2020.
( 2 )RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
( 3 )RSU Vesting - 50% in year 3 (1-8-2024) and 50% in year 4 (1-8-2025).
( 4 )RSU Expiration Date - This award has no expiration date. Units will either vest or be forfeit.
( 5 )12-8-2020 NQ - 25%/year over 4 years

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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