Sec Form 4 Filing - Baker Randal W @ ENERPAC TOOL GROUP CORP - 2019-10-14

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Baker Randal W
2. Issuer Name and Ticker or Trading Symbol
ENERPAC TOOL GROUP CORP [ EPAC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Pres. and CEO
(Last) (First) (Middle)
C/O ENERPAC TOOL GROUP CORP., N86 W12500 WESTBROOK CROSSING
3. Date of Earliest Transaction (MM/DD/YY)
10/14/2019
(Street)
MENOMONEE FALLS, WI53051
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock ( 1 ) ( 2 ) 10/14/2019 A( 3 ) 4 ( 5 ) ( 5 ) Class A Common Stock 4 $ 21.35 ( 4 ) 2,274 ( 6 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Baker Randal W
C/O ENERPAC TOOL GROUP CORP.
N86 W12500 WESTBROOK CROSSING
MENOMONEE FALLS, WI53051
X Pres. and CEO
Signatures
/s/Cory Saeger, Attorney-in-Fact 10/13/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Pursuant to the Issuer's Deferred Compensation Plan (the "Plan"), the phantom stock units are settled in stock generally following termination of employment.
( 2 )The phantom stock is converted 1 for 1 into shares of Class A Common Stock.
( 3 )Dividend Equivalent rights accrued to previously acquired phantom stock under the Plan and equity awards deferred under the Plan.
( 4 )Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights.
( 5 )Pursuant to the Plan, the phantom stock units are settled in stock generally following the termination of employment.
( 6 )Balance includes phantom stock previously acquired under the Plan and previously reported in Table I.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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