Sec Form 4 Filing - BALKIN TIMOTHY P @ MOOG INC. - 2020-11-17

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BALKIN TIMOTHY P
2. Issuer Name and Ticker or Trading Symbol
MOOG INC. [ MOGA/MOGB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Former Treasurer
(Last) (First) (Middle)
SENECA ST AND JAMISON RD
3. Date of Earliest Transaction (MM/DD/YY)
11/17/2020
(Street)
EAST AURORA, NY14052
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 703 D
Class B Common 11/17/2020 A( 1 ) 217 A ( 1 ) $ 0 ( 2 ) 1,109 D
Class B Common 11/17/2020 F( 3 ) 74 D $ 73.39 1,035 D
Class B Common ( 4 ) 2,210 I 401 (k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
SAR ( 5 ) $ 41.82 ( 6 ) 11/30/2021 Class A Common 4,000 4,000 D
SAR ( 5 ) $ 36.41 ( 6 ) 11/27/2022 Class A Common 4,000 4,000 D
SAR ( 5 ) $ 61.69 ( 6 ) 11/11/2023 Class A Common 2,000 2,000 D
SAR ( 5 ) $ 74.38 ( 6 ) 11/11/2024 Class A Common 2,000 2,000 D
SAR ( 7 ) $ 63.04 ( 6 ) 11/17/2025 Class A Common 667 667 D
SAR ( 7 ) $ 65.9 ( 6 ) 11/17/2025 Class B Common 1,333 1,333 D
SAR ( 7 ) $ 71.648 ( 6 ) 11/15/2026 Class B Common 2,000 2,000 D
SAR ( 7 ) $ 82.31 ( 6 ) 11/14/2027 Class B Common 1,611 1,611 D
SAR ( 7 ) $ 80.19 ( 6 ) 11/13/2028 Class B Common 1,741 1,741 D
SAR ( 7 ) $ 85.95 ( 6 ) 11/12/2029 Class B Common 1,736 1,736 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BALKIN TIMOTHY P
SENECA ST AND JAMISON RD
EAST AURORA, NY14052
Former Treasurer
Signatures
/s/ Christopher P. Donnini, as Power of Attorney for Timothy P. Balkin 11/19/2020
Signa ture of Reporting Person Date
Explanation of Responses:
( 1 )Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 14, 2017, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
( 2 )The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the shares received upon the vesting of the performance-based restricted stock units.
( 3 )Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
( 4 )Reflects shares held in Moog Inc. Retirement Savings Plas as of the most recent statement to participants.
( 5 )Stock Appreciation Rights (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.
( 6 )SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
( 7 )Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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