Sec Form 4 Filing - FISHBACK DONALD R @ MOOG INC. - 2019-07-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
FISHBACK DONALD R
2. Issuer Name and Ticker or Trading Symbol
MOOG INC. [ MOGA/MOGB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CFO
(Last) (First) (Middle)
SENECA ST & JAMISON RD
3. Date of Earliest Transaction (MM/DD/YY)
07/08/2019
(Street)
EAST AURORA, NY14052
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 07/08/2019 M 7,375 A $ 26.66 54,599 D
Class A Common 07/08/2019 F 3,887 ( 1 ) D $ 94.38 50,712 D
Class B Common 1,679 ( 2 ) D
Class B Common ( 3 ) 106 I 401 (k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
SAR ( 4 ) $ 26.66 07/08/2019 M 7,375 ( 5 ) 12/01/2019 Class A Common 7,375 $ 0 0 D
SAR ( 4 ) $ 36.86 ( 5 ) 11/30/2020 Class A Common 20,500 20,500 D
SAR ( 4 ) $ 41.82 ( 5 ) 11/30/2021 Class A Common 20,500 20,500 D
SAR ( 4 ) $ 36.41 ( 5 ) 11/27/2022 Class A Common 20,500 20,500 D
SAR ( 4 ) $ 61.69 ( 5 ) 11/11/2023 Class A Common 10,000 10,000 D
SAR ( 4 ) $ 74.38 ( 5 ) 11/11/2024 Class A Common 10,000 10,000 D
SAR ( 6 ) $ 63.04 ( 5 ) 11/17/2025 Class A Common 3,333 3,333 D
SAR ( 6 ) $ 65.9 ( 5 ) 11/17/2025 Class B Common 6,667 6,667 D
SAR ( 6 ) $ 71.648 ( 5 ) 11/15/2026 Class B Common 10,000 10,000 D
SAR ( 6 ) $ 82.31 ( 5 ) 11/14/2027 Class B Common 6,181 6,181 D
SAR ( 6 ) $ 80.19 ( 5 ) 11/13/2028 Class B Common 6,988 6,988 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
FISHBACK DONALD R
SENECA ST & JAMISON RD
EAST AURORA, NY14052
X CFO
Signatures
Timothy P. Balkin, as Power of Attorney for Donald R. Fishback 07/10/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This represents the difference between the number of SARs exercised (7,375) and the number of shares issued as a result of the exercise (3,488). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.38) and the exercise price ($26.66). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
( 2 )Reflects shares acquired under the Moog Inc. Employee Stock Purchase Plan.
( 3 )Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
( 4 )Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
( 5 )SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
( 6 )Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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