Sec Form 4 Filing - BALL LAWRENCE J @ MOOG INC. - 2017-08-31

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BALL LAWRENCE J
2. Issuer Name and Ticker or Trading Symbol
MOOG INC. [ MOGA/MOGB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice President
(Last) (First) (Middle)
SENECA ST & JAMISOND RD
3. Date of Earliest Transaction (MM/DD/YY)
08/31/2017
(Street)
EAST AURORA, NY14052
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 08/31/2017 S 10,000 D $ 75.5 37,443 D
Class B Common ( 1 ) 6,791 I 401 (k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Buy ( 2 ) $ 42.45 11/26/2010 11/26/2017 Class A Common 20,250 20,250 D
SAR ( 3 ) $ 61.69 ( 4 ) 11/11/2023 Class A Common 10,000 10,000 D
SAR ( 3 ) $ 74.38 ( 4 ) 11/11/2024 Class A Common 10,000 10,000 D
SAR ( 5 ) $ 63.04 ( 4 ) 11/17/2025 Class A Common 3,333 3,333 D
SAR ( 5 ) $ 65.9 ( 4 ) 11/17/2025 Class B Common 6,667 6,667 D
SAR ( 5 ) $ 71.65 ( 4 ) 11/15/2026 Class B Common 10,000 10,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BALL LAWRENCE J
SENECA ST & JAMISOND RD
EAST AURORA, NY14052
Vice President
Signatures
Timothy P. Balkin, as Power of Attorney for Lawrence J. Ball 09/01/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
( 2 )Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
( 3 )Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
( 4 )SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
( 5 )Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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