Sec Form 4 Filing - Ricotta Dominic @ APACHE CORP - 2020-02-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ricotta Dominic
2. Issuer Name and Ticker or Trading Symbol
APACHE CORP [ APA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Sr. Vice President
(Last) (First) (Middle)
2000 POST OAK BLVD., STE 100
3. Date of Earliest Transaction (MM/DD/YY)
02/01/2020
(Street)
HOUSTON, TX77056
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/01/2020 M 3,155 A 36,058 D
Common Stock 02/01/2020 D( 1 ) 3,155 D $ 27.44 32,903 D
Common Stock 02/01/2020 M( 2 ) 4,732 A $ 0 37,635 D
Common Stock 02/01/2020 F( 3 ) 1,863 D $ 27.44 35,772 D ( 4 )
Common Stock 5,957.185 I Held by Trustee 401(k) Plan
Common Stock 12,581.013 I Held by Trustee NQ Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock / Units $ 0 ( 1 ) 02/01/2020 M 3,155 ( 5 ) ( 5 ) Common Stock 3,155 $ 0 ( 1 ) 51,592 D
Restricted Stock / Units $ 0 ( 6 ) 02/01/2020 M 4,732 ( 2 ) ( 2 ) Common Stock 4,732 $ 0 46,860 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ricotta Dominic
2000 POST OAK BLVD.
STE 100
HOUSTON, TX77056
Sr. Vice President
Signatures
Raj Sharma, Attorney-in-Fact 02/04/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and can only be settled in cash.
( 2 )Vesting on 02/01/2020 of restricted stock units under the employer plan. Vesting occurs ratably over three years.
( 3 )Shares withheld to cover required tax withholding on vesting of restricted stock.
( 4 )Table does not reflect vesting on 02/01/2020 of 8,254 performance restricted stock units granted under the employer plan and tied solely to Altus Midstream Company's Class A common stock price. The restricted stock units can be settled only in cash and vesting occurs ratably over three years.
( 5 )Vesting on 02/01/2020 of cash-based restricted stock units under employer plan. Vesting occurs ratably over three years.
( 6 )One share of Apache common stock for each restricted stock unit.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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