Sec Form 4 Filing - MCCOMIC TAMMY @ MEXCO ENERGY CORP - 2020-10-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MCCOMIC TAMMY
2. Issuer Name and Ticker or Trading Symbol
MEXCO ENERGY CORP [ MXC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
PRESIDENT
(Last) (First) (Middle)
4417 W. STOREY
3. Date of Earliest Transaction (MM/DD/YY)
10/08/2020
(Street)
MIDLAND, TX79703
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
MXC COMMON STOCK 10/08/2020 M 8,500 A $ 6.8 88,715 D
MXC COMMON STOCK 10/08/2020 S 3,500 D $ 7.87 85,215 D
MXC COMMON STOCK 10/08/2020 S 5,000 D $ 8.1279 80,215 ( 3 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
STOCK OPTIONS ( 1 ) $ 6.8 10/08/2020 A 8,500 11/21/2015 11/21/2021 COMMON STOCK 8,500 $ 6.8 116,500 ( 2 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MCCOMIC TAMMY
4417 W. STOREY
MIDLAND, TX79703
PRESIDENT
Signatures
Tammy L. McComic 10/13/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Options granted pursuant to Mexco Energy Corporation 2009 Employee Incentive Stock Plan.
( 2 )Of these 116,500 option shares, 79,000 are vested and can be acquired at the following prices: 16,500 shares @ $6.80 per share; 25,000 shares @ $5.98 per share; 25,000 shares @ $7.00 per share; and, 12,500 @ $4.84 per share.
( 3 )Direct beneficial holdings after the sale total 80,215 shares which include vested options to acquire shares of the Registrant's Common Stock, $0.50 par value, as follows: 16,500 shares @ $6.80 per share; 25,000 shares @ $5.98 per share; 25,000 shares @ $7.00 per share; and, 12,500 @ $4.84 per share

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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