Sec Form 4 Filing - BAUM DAVID M @ MARCUS CORP - 2021-05-06

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BAUM DAVID M
2. Issuer Name and Ticker or Trading Symbol
MARCUS CORP [ MCS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
784 MORRIS TURNPIKE #367
3. Date of Earliest Transaction (MM/DD/YY)
05/06/2021
(Street)
SHORT HILLS, NJ07078
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/06/2021 A( 1 ) 2,500 A $ 0 13,233 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) ( 2 ) $ 18.56 02/15/2016 02/15/2026 Common Stock 1,000 1,000 D
Stock Option (Right to Buy) ( 2 ) $ 31.55 12/29/2016 12/29/2026 Common Stock 1,000 1,000 D
Stock Option (Right to Buy) ( 2 ) $ 27.2 12/28/2017 12/28/2027 Common Stock 1,000 1,000 D
Stock Option (Right to Buy) ( 2 ) $ 38.51 12/27/2018 12/27/2028 Common Stock 1,000 1,000 D
Stock Option (Right to Buy) ( 2 ) $ 32.6 12/26/2019 12/26/2029 Common Stock 1,000 1,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BAUM DAVID M
784 MORRIS TURNPIKE #367
SHORT HILLS, NJ07078
X
Signatures
/s/ Steven R. Barth, Attorney-in-Fact for David M. Baum 05/10/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted stock granted May 6, 2021 vests and becomes exercisable as follows: 100% after the first anniversary of the date of grant.
( 2 )Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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