Sec Form 4 Filing - GERSHOWITZ DIANE M @ MARCUS CORP - 2019-04-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
GERSHOWITZ DIANE M
2. Issuer Name and Ticker or Trading Symbol
MARCUS CORP [ MCS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
THE MARCUS CORPORATION, 100 E. WISCONSIN AVE., SUITE 1900
3. Date of Earliest Transaction (MM/DD/YY)
04/01/2019
(Street)
MILWAUKEE, WI53202
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/01/2019 S( 1 ) 28,907 D $ 40.1633 ( 2 ) 21,892 I By DG-LDJ Holdings, LLC
Common Stock 207,955 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) ( 3 ) $ 10.78 05/28/2009 05/28/2019 Common Stock 500 500 D
Stock Option (Right to Buy) ( 3 ) $ 11.14 05/27/2010 05/27/2020 Common Stock 500 500 D
Stock Option (Right to Buy) ( 3 ) $ 10.5 05/26/2011 05/26/2021 Common Stock 500 500 D
Stock Option (Right to Buy) ( 3 ) $ 13.33 05/31/2012 05/31/2022 Common Stock 500 500 D
Stock Option (Right to Buy) ( 3 ) $ 13.45 05/30/2013 05/30/2023 Common Stock 1,000 1,000 D
Stock Option (Right to Buy) ( 3 ) $ 16.84 05/29/2014 05/29/2024 Common Stock 1,000 1,000 D
Stock Option (Right to Buy) ( 3 ) $ 19.65 05/28/2015 05/28/2025 Common Stock 1,000 1,000 D
Stock Option (Right to Buy) ( 3 ) $ 18.97 12/31/2015 12/31/2025 Common Stock 583 583 D
Stock Option (Right to Buy) ( 3 ) $ 31.55 12/29/2016 12/29/2026 Common Stock 1,000 1,000 D
Stock Option (Right to Buy) ( 3 ) $ 27.2 12/28/2017 12/28/2027 Common Stock 1,000 1,000 D
Stock Option (Right to Buy) ( 3 ) $ 38.51 12/27/2018 12/27/2028 Common Stock 1,000 1,000 D
Class B Common Stock ( 4 ) ( 5 ) ( 6 ) Common Stock 17,730 17,730 D
Class B Common Stock ( 4 ) ( 5 ) ( 6 ) Common Stock 2,432,148 2,432,148 I By DG-LDJ Holdings, LLC
Class B Common Stock ( 4 ) ( 5 ) ( 6 ) Common Stock 131,506 131,506 I As Trustee ( 7 )
Class B Common Stock ( 4 ) ( 5 ) ( 6 ) Common Stock 50,845 50,845 I By Trust ( 8 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
GERSHOWITZ DIANE M
THE MARCUS CORPORATION
100 E. WISCONSIN AVE., SUITE 1900
MILWAUKEE, WI53202
X
Signatures
/s/ Steven R. Barth, Attorney-in-Fact for Diane M. Gershowitz 04/03/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.
( 2 )The price in Column 4 is a weighted average price. The prices actually received ranged from $40.15 to $40.205. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
( 3 )Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.
( 4 )This security is convertible into common stock on a 1-for-1 basis at no cost.
( 5 )This security is immediately exercisable.
( 6 )No expiration date.
( 7 )As trustee for brother's children.
( 8 )By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Diane M. Gershowitz.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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