Sec Form 4 Filing - KISSINGER THOMAS F @ MARCUS CORP - 2016-11-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
KISSINGER THOMAS F
2. Issuer Name and Ticker or Trading Symbol
MARCUS CORP [ MCS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Sr Exec VP, Gen Counsel & Secy
(Last) (First) (Middle)
THE MARCUS CORPORATION, 100 E. WISCONSIN AVE., SUITE 1900
3. Date of Earliest Transaction (MM/DD/YY)
11/28/2016
(Street)
MILWAUKEE, WI53202
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/28/2016 S 1,000 D $ 31 58,413 D
Common Stock 6,529.9 ( 1 ) I By 401(k) Plan
Common Stock 499.327 ( 2 ) I By Plan ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (granted 8/2/07) $ 20.4 ( 4 ) 08/02/2017 Common Stock 9,969 9,969 D
Stock Option (right to buy) (granted 7/29/08) $ 15.59 ( 4 ) 07/29/2018 Common Stock 13,512 13,512 D
Stock Option (right to buy) (granted 7/28/09) $ 13.34 ( 4 ) 07/28/2019 Common Stock 13,179 13,179 D
Stock Option (right to buy) (granted 7/27/10) $ 11.89 ( 4 ) 07/27/2020 Common Stock 14,077 14,077 D
Stock Option (right to buy) (granted 7/26/11) $ 10 ( 4 ) 07/26/2021 Common Stock 5,351 5,351 D
Stock Option (right to buy) (granted 7/31/12) $ 13.12 ( 4 ) 07/31/2022 Common Stock 22,000 22,000 D
Stock Option (right to buy) (granted 7/30/13) $ 13.04 ( 4 ) 07/30/2023 Common Stock 22,750 22,750 D
Stock Option (right to buy) (granted 7/29/14) $ 18.34 ( 4 ) 07/29/2024 Common Stock 17,900 17,900 D
Stock Option (right to buy) (granted 7/28/15) $ 20.26 ( 4 ) 07/28/2025 Common Stock 19,300 19,300 D
Stock Option (right to buy) (granted 3/1/16) $ 18.68 ( 4 ) 03/01/2026 Common Stock 12,300 12,300 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KISSINGER THOMAS F
THE MARCUS CORPORATION
100 E. WISCONSIN AVE., SUITE 1900
MILWAUKEE, WI53202
Sr Exec VP, Gen Counsel & Secy
Signatures
/s/ Steven R. Barth, Attorney-in-Fact for Thomas F. Kissinger 11/29/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
( 2 )Balance reflects the reporting person's holdings in The Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of November 28, 2016.
( 3 )By Dividend Reinvestment and Associate Stock Purchase Plan.
( 4 )The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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