Sec Form 4 Filing - Metcalf-Kupres Kimberley @ JOHNSON CONTROLS INC - 2016-09-02

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Metcalf-Kupres Kimberley 2. Issuer Name and Ticker or Trading Symbol JOHNSON CONTROLS INC [ JCI] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) VP and Chief Marketing Officer (Last) (First) (Middle) 5757 N GREEN BAY AVENUE 3. Date of Earliest Transaction (MM/DD/YY) 09/02/2016 (Street) MILWAUKEE, WI53209 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 09/02/2016 D 6,592.349 ( 1 ) ( 2 ) D 0 D Common Stock 09/02/2016 D 18,291.467 D 0 I By 401(k) Plan Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Employee Stock Option (Right to Buy) $ 30.54 09/02/2016 D 9,500 10/01/2012 10/01/2020 Common Stock 9,500 ( 4 ) 0 D Employee Stock Option (Right to Buy) $ 28.54 09/02/2016 D 12,500 10/07/2013 10/07/2021 Common Stock 12,500 ( 4 ) 0 D Employee Stock Option (Right to Buy) $ 27.85 09/02/2016 D 16,100 10/05/2014 10/05/2022 Common Stock 16,100 ( 4 ) 0 D Employee Stock Option (Right to Buy) $ 48.37 09/02/2016 D 6,802 11/19/2015 11/19/2023 Common Stock 6,802 ( 4 ) 0 D Employee Stock Option (Right to Buy) $ 50.23 09/02/2016 D 9,395 11/18/2016( 5 ) 11/18/2024 Common Stock 9,395 ( 4 ) 0 D Employee Stock Option (Right to Buy) $ 43.86 09/02/2016 D 12,775 10/07/2017( 5 ) 10/07/2025 Common Stock 12,775 ( 4 ) 0 D Phantom Stock Units - Restricted Stock Plan $ 0 ( 6 ) 09/02/2016 D 18,813.659 ( 7 ) ( 7 ) Common Stock 18,813.659 ( 8 ) $ 0 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Metcalf-Kupres Kimberley 5757 N GREEN BAY AVENUE MILWAUKEE, WI53209 VP and Chief Marketing Officer Signatures /s/ Catherine M. Walker, attorney-in-fact for Kimberley S. Metcalf-Kupres 09/06/2016 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Includes 253.063 shares acquired via dividend reinvestment on July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $51.36 per share. ( 2 )The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and JCI plc (the "merger"). ( 3 )Each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger. ( 4 )The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. ( 5 )Fifty percent of the options vest after two years and the remaining 50% vests after three years. ( 6 )Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. ( 7 )The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. ( 8 )Includes 586.66 units acquired via dividend reinvestment on January 6, April 2, July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $50.16 per unit.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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