Sec Form 4 Filing - Davis Simon @ JOHNSON CONTROLS INC - 2014-06-17

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Davis Simon 2. Issuer Name and Ticker or Trading Symbol JOHNSON CONTROLS INC [ JCI] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Vice President & ACHRO (Last) (First) (Middle) 5757 N. GREEN BAY AVE. 3. Date of Earliest Transaction (MM/DD/YY) 06/17/2014 (Street) MILWAUKEE, WI53209 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 06/17/2014 S 214.163 D $ 49.84 80.801 ( 1 ) I By 401(k) Plan Trust Common Stock 10/06/2014 M 58.811 A $ 44.82 14,416.311 ( 2 ) D Common Stock 10/06/2014 D 58.811 D $ 44.82 14,357.5 D Common Stock 10/06/2014 F 495 D $ 44.82 13,862.5 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Phantom Stock Units - Restricted Stock Plan ( 3 ) 10/06/2014 M 58.811 ( 4 ) ( 4 ) Common Stock 58.811 $ 0 144.454 ( 5 ) D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Davis Simon 5757 N. GREEN BAY AVE. MILWAUKEE, WI53209 Vice President & ACHRO Signatures /s/ Angela Blair, attorney-in-fact for Simon Davis 10/07/2014 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The number of underlying securities is based on the stock fund balance on September 25, 2014. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 25, 2014 stock fund price of $44.65 per share. ( 2 )The balance includes 28.988 shares acquired via dividend reinvestment on July 2 and October 2, 2014, at prices ranging from $44.68 to $50.92. ( 3 )Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. ( 4 )The phantom stock units are being accrued under the Johnson Controls Restricted Stock Plan and settle 100% in cash, subject to the vesting of the underlying restricted stock award. ( 5 )The balance includes 40.425 phantom stock units acquired via dividend reinvestment on July 2, and October 2, 2014, at prices ranging from $44.68 to $50.92.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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