Sec Form 4 Filing - Shenoy Navin @ INTEL CORP - 2020-10-30

Insider filing report for Changes in Beneficial Ownership
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The following is an SEC EDGAR document rendered as filed.
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Shenoy Navin
2. Issuer Name and Ticker or Trading Symbol
INTEL CORP [ INTC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, GM - Data Platforms Group
(Last)
(First)
(Middle)
C/O INTEL CORPORATION, 2200 MISSION COLLEGE BLVD.
3. Date of Earliest Transaction (MM/DD/YY)
10/30/2020
(Street)
SANTA CLARA, CA95054
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/30/2020 M 2,214 A 72,272 D
Common Stock 10/30/2020 F 1,098 D $ 44.2 71,174 D
Common Stock 10/30/2020 M 2,865 A 74,039 D
Common Stock 10/30/2020 F 1,421 D $ 44.2 72,618 D
Common Stock 10/30/2020 M 2,785 A 75,403 D
Common Stock 10/30/2020 F 1,381 D $ 44.2 74,022 D
Common Stock 11/02/2020 S 2,848 ( 2 ) D $ 44.96 71,174 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 10/30/2020 M 2,214 ( 3 ) ( 3 ) Common Stock 2,214 ( 1 ) 19,930 D
Restricted Stock Units ( 1 ) 10/30/2020 M 2,865 ( 4 ) ( 4 ) Common Stock 2,865 ( 1 ) 14,326 D
Restricted Stock Units ( 1 ) 10/30/2020 M 2,785 ( 5 ) ( 5 ) Common Stock 2,785 ( 1 ) 2,785 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Shenoy Navin
C/O INTEL CORPORATION
2200 MISSION COLLEGE BLVD.
SANTA CLARA, CA95054
EVP, GM - Data Platforms Group
Signatures
/s/ Alex Shukhman, attorney-in-fact 11/03/2020
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation common stock.
( 2 )This transaction was made pursuant to trading instructions adopted by the reporting person on November 5, 2019 that are intended to comply with Rule 10b5-1(c).
( 3 )Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 30, 2020. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
( 4 )Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 30, 2019. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
( 5 )Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 30, 2018. If the quarterly vesting date falls on a non-business date, the next business date shall apply.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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